16th Jan 2015 11:49
DEALING DISCLOSURE
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 15 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 901,095 | 0.25% | 556,204 | 0.15% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 338,696 | 0.09% | 540,480 | 0.15% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,239,791 | 0.34% | 1,096,684 | 0.30% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 36 | 6.9600 GBP | ||||||||||||
| ORD | Purchase | 380 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 454 | 6.9500 GBP | ||||||||||||
| ORD | Purchase | 486 | 6.9400 GBP | ||||||||||||
| ORD | Purchase | 553 | 6.9450 GBP | ||||||||||||
| ORD | Purchase | 1,882 | 6.9536 GBP | ||||||||||||
| ORD | Purchase | 2,890 | 6.9350 GBP | ||||||||||||
| ORD | Purchase | 5,194 | 6.9541 GBP | ||||||||||||
| ORD | Purchase | 14,175 | 6.9598 GBP | ||||||||||||
| ORD | Purchase | 15,100 | 6.9475 GBP | ||||||||||||
| ORD | Purchase | 27,879 | 6.9577 GBP | ||||||||||||
| ORD | Purchase | 50,223 | 6.9300 GBP | ||||||||||||
| ORD | Sale | 190 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 215 | 6.9250 GBP | ||||||||||||
| ORD | Sale | 454 | 6.9500 GBP | ||||||||||||
| ORD | Sale | 481 | 6.9450 GBP | ||||||||||||
| ORD | Sale | 486 | 6.9400 GBP | ||||||||||||
| ORD | Sale | 1,171 | 6.9509 GBP | ||||||||||||
| ORD | Sale | 1,320 | 6.9484 GBP | ||||||||||||
| ORD | Sale | 1,445 | 6.9350 GBP | ||||||||||||
| ORD | Sale | 1,959 | 6.9359 GBP | ||||||||||||
| ORD | Sale | 2,273 | 6.9493 GBP | ||||||||||||
| ORD | Sale | 3,241 | 6.9540 GBP | ||||||||||||
| ORD | Sale | 3,686 | 6.9345 GBP | ||||||||||||
| ORD | Sale | 5,426 | 6.9532 GBP | ||||||||||||
| ORD | Sale | 14,605 | 6.9521 GBP | ||||||||||||
| ORD | Sale | 50,724 | 6.9300 GBP | ||||||||||||
| ORD | Sale | 57,905 | 6.9383 GBP | ||||||||||||
| ORD | Sale | 60,032 | 6.9534 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 14,424 | 6.9322 GBP | |||||||||||
| ORD | CFD | Long | 14,605 | 6.9521 GBP | |||||||||||
| ORD | SWAP | Long | 20,985 | 6.9417 GBP | |||||||||||
| ORD | SWAP | Long | 26,898 | 6.9374 GBP | |||||||||||
| ORD | CFD | Long | 60,032 | 6.9534 GBP | |||||||||||
| ORD | SWAP | Short | 144 | 6.9546 GBP | |||||||||||
| ORD | SWAP | Short | 346 | 6.9350 GBP | |||||||||||
| ORD | CFD | Short | 1,200 | 6.9455 GBP | |||||||||||
| ORD | SWAP | Short | 8,200 | 6.9604 GBP | |||||||||||
| ORD | SWAP | Short | 21,330 | 6.9553 GBP | |||||||||||
| ORD | CFD | Short | 27,179 | 6.9547 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 16 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
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