2nd Feb 2015 11:43
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 30 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 913,928 | 0.25% | 360,948 | 0.10% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 133,260 | 0.04% | 553,773 | 0.15% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 1,047,188 | 0.29% | 914,721 | 0.25% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 1 | 7.0150 GBP | ||||||||||||
| ORD | Purchase | 12 | 6.9641 GBP | ||||||||||||
| ORD | Purchase | 429 | 7.0200 GBP | ||||||||||||
| ORD | Purchase | 446 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 809 | 6.9800 GBP | ||||||||||||
| ORD | Purchase | 809 | 6.9900 GBP | ||||||||||||
| ORD | Purchase | 984 | 6.9643 GBP | ||||||||||||
| ORD | Purchase | 1,500 | 7.0000 GBP | ||||||||||||
| ORD | Purchase | 1,590 | 6.9712 GBP | ||||||||||||
| ORD | Purchase | 1,703 | 6.9921 GBP | ||||||||||||
| ORD | Purchase | 2,918 | 7.0107 GBP | ||||||||||||
| ORD | Purchase | 3,082 | 6.9650 GBP | ||||||||||||
| ORD | Purchase | 3,564 | 6.9917 GBP | ||||||||||||
| ORD | Purchase | 5,026 | 6.9669 GBP | ||||||||||||
| ORD | Purchase | 9,287 | 6.9654 GBP | ||||||||||||
| ORD | Purchase | 11,473 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 11,512 | 6.9661 GBP | ||||||||||||
| ORD | Purchase | 14,593 | 6.9761 GBP | ||||||||||||
| ORD | Purchase | 56,505 | 6.9699 GBP | ||||||||||||
| ORD | Purchase | 99,227 | 6.9713 GBP | ||||||||||||
| ORD | Purchase | 464,870 | 6.9736 GBP | ||||||||||||
| ORD | Purchase | 79 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 1 | 7.0150 GBP | ||||||||||||
| ORD | Sale | 429 | 7.0200 GBP | ||||||||||||
| ORD | Sale | 446 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 809 | 6.9800 GBP | ||||||||||||
| ORD | Sale | 809 | 6.9900 GBP | ||||||||||||
| ORD | Sale | 2,039 | 6.9650 GBP | ||||||||||||
| ORD | Sale | 2,100 | 7.0064 GBP | ||||||||||||
| ORD | Sale | 2,349 | 6.9927 GBP | ||||||||||||
| ORD | Sale | 3,000 | 7.0000 GBP | ||||||||||||
| ORD | Sale | 6,908 | 6.9818 GBP | ||||||||||||
| ORD | Sale | 11,012 | 6.9867 GBP | ||||||||||||
| ORD | Sale | 12,016 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 13,503 | 6.9740 GBP | ||||||||||||
| ORD | Sale | 21,583 | 6.9933 GBP | ||||||||||||
| ORD | Sale | 35,920 | 6.9737 GBP | ||||||||||||
| ORD | Sale | 38,013 | 6.9738 GBP | ||||||||||||
| ORD | Sale | 76,594 | 6.9695 GBP | ||||||||||||
| ORD | Sale | 325,916 | 6.9743 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 204 | 6.9744 GBP | |||||||||||
| ORD | CFD | Long | 6,908 | 6.9818 GBP | |||||||||||
| ORD | SWAP | Long | 13,900 | 6.9722 GBP | |||||||||||
| ORD | SWAP | Long | 15,464 | 6.9897 GBP | |||||||||||
| ORD | CFD | Long | 21,376 | 6.9930 GBP | |||||||||||
| ORD | SWAP | Short | 5 | 6.9860 GBP | |||||||||||
| ORD | CFD | Short | 7,075 | 6.9608 GBP | |||||||||||
| ORD | SWAP | Short | 9,756 | 6.9718 GBP | |||||||||||
| ORD | SWAP | Short | 18,177 | 6.9741 GBP | |||||||||||
| ORD | CFD | Short | 56,889 | 6.9699 GBP | |||||||||||
| ORD | CFD | Short | 99,227 | 6.9713 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 2 Feb 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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