23rd Apr 2015 11:49
| Disclosure form | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 22 April 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 2,079,779 | 0.56% | 355,759 | 0.10% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 22,803 | 0.01% | 1,615,452 | 0.44% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 2,102,582 | 0.57% | 1,971,211 | 0.53% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 106 | 6.9927 GBP | ||||||||||||
| ORD | Purchase | 308 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 520 | 6.9870 GBP | ||||||||||||
| ORD | Purchase | 609 | 6.9825 GBP | ||||||||||||
| ORD | Purchase | 673 | 6.9925 GBP | ||||||||||||
| ORD | Purchase | 826 | 6.9875 GBP | ||||||||||||
| ORD | Purchase | 927 | 7.0075 GBP | ||||||||||||
| ORD | Purchase | 1,040 | 6.9725 GBP | ||||||||||||
| ORD | Purchase | 1,040 | 7.0025 GBP | ||||||||||||
| ORD | Purchase | 1,095 | 6.9850 GBP | ||||||||||||
| ORD | Purchase | 1,254 | 7.0300 GBP | ||||||||||||
| ORD | Purchase | 1,269 | 7.0425 GBP | ||||||||||||
| ORD | Purchase | 1,377 | 7.0125 GBP | ||||||||||||
| ORD | Purchase | 1,858 | 7.0144 GBP | ||||||||||||
| ORD | Purchase | 2,143 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 2,301 | 6.9750 GBP | ||||||||||||
| ORD | Purchase | 2,435 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 2,468 | 7.0325 GBP | ||||||||||||
| ORD | Purchase | 3,066 | 7.0000 GBP | ||||||||||||
| ORD | Purchase | 3,076 | 6.9950 GBP | ||||||||||||
| ORD | Purchase | 3,110 | 7.0275 GBP | ||||||||||||
| ORD | Purchase | 3,847 | 7.0150 GBP | ||||||||||||
| ORD | Purchase | 3,994 | 7.0100 GBP | ||||||||||||
| ORD | Purchase | 4,340 | 7.0175 GBP | ||||||||||||
| ORD | Purchase | 4,516 | 7.0050 GBP | ||||||||||||
| ORD | Purchase | 4,561 | 7.0539 GBP | ||||||||||||
| ORD | Purchase | 4,903 | 6.9900 GBP | ||||||||||||
| ORD | Purchase | 4,917 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 5,079 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 6,299 | 7.0375 GBP | ||||||||||||
| ORD | Purchase | 6,983 | 6.9820 GBP | ||||||||||||
| ORD | Purchase | 8,030 | 7.0260 GBP | ||||||||||||
| ORD | Purchase | 8,868 | 6.9946 GBP | ||||||||||||
| ORD | Purchase | 10,478 | 7.0225 GBP | ||||||||||||
| ORD | Purchase | 12,859 | 6.9894 GBP | ||||||||||||
| ORD | Purchase | 16,525 | 7.0200 GBP | ||||||||||||
| ORD | Purchase | 21,918 | 6.9800 GBP | ||||||||||||
| ORD | Purchase | 23,040 | 7.0063 GBP | ||||||||||||
| ORD | Purchase | 23,259 | 7.0121 GBP | ||||||||||||
| ORD | Purchase | 120,691 | 7.0109 GBP | ||||||||||||
| ORD | Purchase | 128,345 | 6.9938 GBP | ||||||||||||
| ORD | Purchase | 570,204 | 7.0087 GBP | ||||||||||||
| ORD | Sale | 308 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 520 | 6.9870 GBP | ||||||||||||
| ORD | Sale | 609 | 6.9825 GBP | ||||||||||||
| ORD | Sale | 673 | 6.9925 GBP | ||||||||||||
| ORD | Sale | 826 | 6.9875 GBP | ||||||||||||
| ORD | Sale | 927 | 7.0075 GBP | ||||||||||||
| ORD | Sale | 1,040 | 6.9725 GBP | ||||||||||||
| ORD | Sale | 1,040 | 7.0025 GBP | ||||||||||||
| ORD | Sale | 1,095 | 6.9850 GBP | ||||||||||||
| ORD | Sale | 1,269 | 7.0425 GBP | ||||||||||||
| ORD | Sale | 2,143 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 2,301 | 6.9750 GBP | ||||||||||||
| ORD | Sale | 2,413 | 7.0234 GBP | ||||||||||||
| ORD | Sale | 2,435 | 7.0350 GBP | ||||||||||||
| ORD | Sale | 2,468 | 7.0325 GBP | ||||||||||||
| ORD | Sale | 2,749 | 7.0300 GBP | ||||||||||||
| ORD | Sale | 3,066 | 7.0000 GBP | ||||||||||||
| ORD | Sale | 3,076 | 6.9950 GBP | ||||||||||||
| ORD | Sale | 3,110 | 7.0275 GBP | ||||||||||||
| ORD | Sale | 3,847 | 7.0150 GBP | ||||||||||||
| ORD | Sale | 3,994 | 7.0100 GBP | ||||||||||||
| ORD | Sale | 4,340 | 7.0175 GBP | ||||||||||||
| ORD | Sale | 4,516 | 7.0050 GBP | ||||||||||||
| ORD | Sale | 4,917 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 5,263 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 5,617 | 7.0540 GBP | ||||||||||||
| ORD | Sale | 6,299 | 7.0375 GBP | ||||||||||||
| ORD | Sale | 9,372 | 6.9928 GBP | ||||||||||||
| ORD | Sale | 9,385 | 6.9791 GBP | ||||||||||||
| ORD | Sale | 9,535 | 7.0291 GBP | ||||||||||||
| ORD | Sale | 10,347 | 7.0399 GBP | ||||||||||||
| ORD | Sale | 10,478 | 7.0225 GBP | ||||||||||||
| ORD | Sale | 10,805 | 7.0105 GBP | ||||||||||||
| ORD | Sale | 14,044 | 7.0230 GBP | ||||||||||||
| ORD | Sale | 16,525 | 7.0200 GBP | ||||||||||||
| ORD | Sale | 19,167 | 7.0125 GBP | ||||||||||||
| ORD | Sale | 21,918 | 6.9800 GBP | ||||||||||||
| ORD | Sale | 23,434 | 7.0156 GBP | ||||||||||||
| ORD | Sale | 25,986 | 7.0276 GBP | ||||||||||||
| ORD | Sale | 57,136 | 7.0107 GBP | ||||||||||||
| ORD | Sale | 79,700 | 6.9975 GBP | ||||||||||||
| ORD | Sale | 104,903 | 6.9900 GBP | ||||||||||||
| ORD | Sale | 161,586 | 7.0089 GBP | ||||||||||||
| ORD | Sale | 275,000 | 7.0045 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 7,386 | 7.0290 GBP | |||||||||||
| ORD | SWAP | Long | 20,095 | 7.0268 GBP | |||||||||||
| ORD | SWAP | Short | 25 | 7.0136 GBP | |||||||||||
| ORD | CFD | Short | 2,212 | 7.0508 GBP | |||||||||||
| ORD | SWAP | Short | 3,868 | 7.0197 GBP | |||||||||||
| ORD | SWAP | Short | 5,985 | 7.0133 GBP | |||||||||||
| ORD | SWAP | Short | 16,783 | 7.0222 GBP | |||||||||||
| ORD | CFD | Short | 100,687 | 7.0203 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, | |||||||||||||||
| formal or informal, relating to relevant securities which may be an inducement to deal | |||||||||||||||
| or refrain from dealing entered into by the exempt principal trader making the disclosure and any party | |||||||||||||||
| to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 23 Apr 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
Copyright Business Wire 2015
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