4th Feb 2015 11:27
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 3 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 821,071 | 0.23% | 323,995 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 87,878 | 0.02% | 447,507 | 0.12% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 908,949 | 0.25% | 771,502 | 0.21% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 32 | 7.0800 GBP | ||||||||||||
| ORD | Purchase | 200 | 7.1025 GBP | ||||||||||||
| ORD | Purchase | 280 | 7.0950 GBP | ||||||||||||
| ORD | Purchase | 435 | 7.1050 GBP | ||||||||||||
| ORD | Purchase | 512 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 535 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 601 | 7.0900 GBP | ||||||||||||
| ORD | Purchase | 1,478 | 7.0850 GBP | ||||||||||||
| ORD | Purchase | 2,209 | 7.0550 GBP | ||||||||||||
| ORD | Purchase | 2,852 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 3,000 | 7.0700 GBP | ||||||||||||
| ORD | Purchase | 3,312 | 7.0391 GBP | ||||||||||||
| ORD | Purchase | 4,067 | 7.0771 GBP | ||||||||||||
| ORD | Purchase | 4,197 | 7.0858 GBP | ||||||||||||
| ORD | Purchase | 10,069 | 7.0696 GBP | ||||||||||||
| ORD | Purchase | 12,315 | 7.0805 GBP | ||||||||||||
| ORD | Purchase | 18,656 | 7.0790 GBP | ||||||||||||
| ORD | Purchase | 25,969 | 7.0804 GBP | ||||||||||||
| ORD | Purchase | 175,000 | 7.0749 GBP | ||||||||||||
| ORD | Sale | 280 | 7.0950 GBP | ||||||||||||
| ORD | Sale | 435 | 7.1050 GBP | ||||||||||||
| ORD | Sale | 601 | 7.0900 GBP | ||||||||||||
| ORD | Sale | 616 | 7.0364 GBP | ||||||||||||
| ORD | Sale | 744 | 7.0750 GBP | ||||||||||||
| ORD | Sale | 1,249 | 7.0850 GBP | ||||||||||||
| ORD | Sale | 1,426 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 2,214 | 7.0901 GBP | ||||||||||||
| ORD | Sale | 3,000 | 7.0700 GBP | ||||||||||||
| ORD | Sale | 3,538 | 7.0722 GBP | ||||||||||||
| ORD | Sale | 4,792 | 7.0622 GBP | ||||||||||||
| ORD | Sale | 5,266 | 7.0813 GBP | ||||||||||||
| ORD | Sale | 5,724 | 7.0760 GBP | ||||||||||||
| ORD | Sale | 5,887 | 7.0745 GBP | ||||||||||||
| ORD | Sale | 6,790 | 7.0729 GBP | ||||||||||||
| ORD | Sale | 8,829 | 7.0646 GBP | ||||||||||||
| ORD | Sale | 16,207 | 7.0658 GBP | ||||||||||||
| ORD | Sale | 16,225 | 7.0639 GBP | ||||||||||||
| ORD | Sale | 16,607 | 7.0994 GBP | ||||||||||||
| ORD | Sale | 21,516 | 7.0848 GBP | ||||||||||||
| ORD | Sale | 35,287 | 7.0716 GBP | ||||||||||||
| ORD | Sale | 78,898 | 7.1031 GBP | ||||||||||||
| ORD | Sale | 82,643 | 7.0512 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 1,458 | 7.0575 GBP | |||||||||||
| ORD | CFD | Long | 16,225 | 7.0639 GBP | |||||||||||
| ORD | SWAP | Long | 16,276 | 7.0926 GBP | |||||||||||
| ORD | CFD | Long | 26,555 | 7.0906 GBP | |||||||||||
| ORD | SWAP | Long | 37,700 | 7.0634 GBP | |||||||||||
| ORD | SWAP | Short | 1,426 | 7.0660 GBP | |||||||||||
| ORD | SWAP | Short | 6,374 | 7.0850 GBP | |||||||||||
| ORD | CFD | Short | 10,069 | 7.0696 GBP | |||||||||||
| ORD | CFD | Short | 12,376 | 7.0780 GBP | |||||||||||
| ORD | CFD | Short | 17,201 | 7.0793 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| description | purchasing, | of | price | date | money | ||||||||||
| selling, | securities | per unit | paid/ | ||||||||||||
| varying etc | to which | received | |||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant security | Product description | Number of | Exercise price per | ||||||||||||
| securities | unit | ||||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant security | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| applicable) | |||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 4 Feb 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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