5th Feb 2015 11:25
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 4 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 824,989 | 0.23% | 337,908 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 96,769 | 0.03% | 451,425 | 0.12% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 921,758 | 0.25% | 789,333 | 0.22% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
|
| |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 143 | 7.0375 GBP | ||||||||||||
| ORD | Purchase | 365 | 7.0397 GBP | ||||||||||||
| ORD | Purchase | 472 | 7.0425 GBP | ||||||||||||
| ORD | Purchase | 525 | 7.0600 GBP | ||||||||||||
| ORD | Purchase | 673 | 7.0250 GBP | ||||||||||||
| ORD | Purchase | 1,700 | 7.0258 GBP | ||||||||||||
| ORD | Purchase | 2,089 | 7.0438 GBP | ||||||||||||
| ORD | Purchase | 2,264 | 7.0550 GBP | ||||||||||||
| ORD | Purchase | 2,434 | 7.0465 GBP | ||||||||||||
| ORD | Purchase | 2,938 | 7.0500 GBP | ||||||||||||
| ORD | Purchase | 2,975 | 7.0450 GBP | ||||||||||||
| ORD | Purchase | 3,451 | 7.0300 GBP | ||||||||||||
| ORD | Purchase | 4,769 | 7.0455 GBP | ||||||||||||
| ORD | Purchase | 6,030 | 7.0350 GBP | ||||||||||||
| ORD | Purchase | 11,293 | 7.0400 GBP | ||||||||||||
| ORD | Purchase | 12,101 | 7.0496 GBP | ||||||||||||
| ORD | Purchase | 15,009 | 7.0420 GBP | ||||||||||||
| ORD | Purchase | 23,287 | 7.0483 GBP | ||||||||||||
| ORD | Purchase | 24,430 | 7.0399 GBP | ||||||||||||
| ORD | Purchase | 29,035 | 7.0421 GBP | ||||||||||||
| ORD | Purchase | 39,330 | 7.0466 GBP | ||||||||||||
| ORD | Purchase | 49,650 | 7.0444 GBP | ||||||||||||
| ORD | Purchase | 72,460 | 7.0355 GBP | ||||||||||||
| ORD | Sale | 143 | 7.0375 GBP | ||||||||||||
| ORD | Sale | 472 | 7.0425 GBP | ||||||||||||
| ORD | Sale | 525 | 7.0600 GBP | ||||||||||||
| ORD | Sale | 673 | 7.0250 GBP | ||||||||||||
| ORD | Sale | 940 | 7.0306 GBP | ||||||||||||
| ORD | Sale | 1,305 | 7.0323 GBP | ||||||||||||
| ORD | Sale | 1,919 | 7.0424 GBP | ||||||||||||
| ORD | Sale | 2,264 | 7.0550 GBP | ||||||||||||
| ORD | Sale | 2,600 | 7.0325 GBP | ||||||||||||
| ORD | Sale | 2,938 | 7.0500 GBP | ||||||||||||
| ORD | Sale | 3,175 | 7.0450 GBP | ||||||||||||
| ORD | Sale | 3,451 | 7.0300 GBP | ||||||||||||
| ORD | Sale | 3,596 | 7.0587 GBP | ||||||||||||
| ORD | Sale | 3,624 | 7.0354 GBP | ||||||||||||
| ORD | Sale | 5,113 | 7.0313 GBP | ||||||||||||
| ORD | Sale | 6,283 | 7.0350 GBP | ||||||||||||
| ORD | Sale | 6,816 | 7.0370 GBP | ||||||||||||
| ORD | Sale | 11,293 | 7.0400 GBP | ||||||||||||
| ORD | Sale | 14,330 | 7.0334 GBP | ||||||||||||
| ORD | Sale | 15,165 | 7.0346 GBP | ||||||||||||
| ORD | Sale | 16,130 | 7.0381 GBP | ||||||||||||
| ORD | Sale | 214,663 | 7.0417 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 1,741 | 7.0292 GBP | |||||||||||
| ORD | CFD | Long | 1,883 | 7.0412 GBP | |||||||||||
| ORD | SWAP | Long | 14,702 | 7.0335 GBP | |||||||||||
| ORD | SWAP | Long | 19,100 | 7.0323 GBP | |||||||||||
| ORD | CFD | Long | 28,461 | 7.0399 GBP | |||||||||||
| ORD | SWAP | Short | 1,262 | 7.0488 GBP | |||||||||||
| ORD | SWAP | Short | 28,305 | 7.0429 GBP | |||||||||||
| ORD | CFD | Short | 31,347 | 7.0454 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 5 Feb 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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