27th Jan 2015 11:34
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 26 January 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 857,870 | 0.24% | 499,200 | 0.14% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 276,430 | 0.08% | 512,855 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 1,134,300 | 0.31% | 1,012,055 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||||||||||
|
| |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 186 | 7.0900 GBP | ||||||||||||
| ORD | Purchase | 455 | 7.0534 GBP | ||||||||||||
| ORD | Purchase | 490 | 7.0575 GBP | ||||||||||||
| ORD | Purchase | 553 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 586 | 7.0500 GBP | ||||||||||||
| ORD | Purchase | 1,287 | 7.0550 GBP | ||||||||||||
| ORD | Purchase | 1,423 | 7.0603 GBP | ||||||||||||
| ORD | Purchase | 102,696 | 7.1027 GBP | ||||||||||||
| ORD | Sale | 372 | 7.0900 GBP | ||||||||||||
| ORD | Sale | 490 | 7.0575 GBP | ||||||||||||
| ORD | Sale | 586 | 7.0500 GBP | ||||||||||||
| ORD | Sale | 780 | 7.0550 GBP | ||||||||||||
| ORD | Sale | 1,054 | 7.0855 GBP | ||||||||||||
| ORD | Sale | 1,401 | 7.0549 GBP | ||||||||||||
| ORD | Sale | 1,607 | 7.0940 GBP | ||||||||||||
| ORD | Sale | 1,959 | 7.0700 GBP | ||||||||||||
| ORD | Sale | 4,250 | 7.0618 GBP | ||||||||||||
| ORD | Sale | 7,850 | 7.0741 GBP | ||||||||||||
| ORD | Sale | 8,772 | 7.0968 GBP | ||||||||||||
| ORD | Sale | 12,380 | 7.0927 GBP | ||||||||||||
| ORD | Sale | 17,092 | 7.1006 GBP | ||||||||||||
| ORD | Sale | 18,481 | 7.1009 GBP | ||||||||||||
| ORD | Sale | 70,551 | 7.1015 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 177 | 7.0720 GBP | |||||||||||
| ORD | SWAP | Long | 12,200 | 7.0857 GBP | |||||||||||
| ORD | CFD | Long | 15,077 | 7.0889 GBP | |||||||||||
| ORD | SWAP | Short | 207 | 7.0700 GBP | |||||||||||
| ORD | SWAP | Short | 950 | 7.0714 GBP | |||||||||||
| ORD | CFD | Short | 1,326 | 7.0559 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 27 Jan 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
Related Shares:
BarclaysCastelnau Group