31st Mar 2015 11:49
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 30 March 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 791,736 | 0.22% | 364,809 | 0.10% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 104,272 | 0.03% | 458,591 | 0.12% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 896,008 | 0.24% | 823,400 | 0.22% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 5 | 7.1200 GBP | ||||||||||||
| ORD | Purchase | 80 | 7.1112 GBP | ||||||||||||
| ORD | Purchase | 95 | 7.0750 GBP | ||||||||||||
| ORD | Purchase | 266 | 7.1050 GBP | ||||||||||||
| ORD | Purchase | 380 | 7.0800 GBP | ||||||||||||
| ORD | Purchase | 536 | 7.0754 GBP | ||||||||||||
| ORD | Purchase | 1,043 | 7.0790 GBP | ||||||||||||
| ORD | Purchase | 2,771 | 7.0913 GBP | ||||||||||||
| ORD | Purchase | 24,726 | 7.0963 GBP | ||||||||||||
| ORD | Sale | 380 | 7.0800 GBP | ||||||||||||
| ORD | Sale | 532 | 7.1050 GBP | ||||||||||||
| ORD | Sale | 539 | 7.0600 GBP | ||||||||||||
| ORD | Sale | 638 | 7.0901 GBP | ||||||||||||
| ORD | Sale | 1,050 | 7.1150 GBP | ||||||||||||
| ORD | Sale | 1,448 | 7.0750 GBP | ||||||||||||
| ORD | Sale | 2,584 | 7.0876 GBP | ||||||||||||
| ORD | Sale | 3,219 | 7.0964 GBP | ||||||||||||
| ORD | Sale | 18,206 | 7.1173 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 725 | 7.1199 GBP | |||||||||||
| ORD | CFD | Long | 1,190 | 7.0861 GBP | |||||||||||
| ORD | CFD | Long | 3,219 | 7.0964 GBP | |||||||||||
| ORD | CFD | Long | 3,307 | 7.0742 GBP | |||||||||||
| ORD | SWAP | Long | 5,281 | 7.1124 GBP | |||||||||||
| ORD | SWAP | Short | 5 | 7.1200 GBP | |||||||||||
| ORD | SWAP | Short | 95 | 7.0756 GBP | |||||||||||
| ORD | CFD | Short | 256 | 7.1256 GBP | |||||||||||
| ORD | CFD | Short | 901 | 7.0870 GBP | |||||||||||
| ORD | SWAP | Short | 1,308 | 7.0983 GBP | |||||||||||
| ORD | SWAP | Short | 1,426 | 7.0802 GBP | |||||||||||
| ORD | SWAP | Short | 24,726 | 7.0963 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| description | purchasing, | of | price | date | money | ||||||||||
| selling, | securities | per unit | paid/ | ||||||||||||
| varying etc | to which | received | |||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant security | Product description | Number of securities | Exercise price per | ||||||||||||
| unit | |||||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 31 Mar 2015 | ||||||||||||||
| Contact name: | Rajesh Muthanna | ||||||||||||||
| Telephone number: | 020 3555 4634 | ||||||||||||||
Copyright Business Wire 2015
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