3rd Feb 2015 11:47
| DEALING FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 2 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 879,777 | 0.24% | 330,096 | 0.09% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 95,816 | 0.03% | 519,981 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 975,593 | 0.27% | 850,077 | 0.23% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 4 | 6.9875 GBP | ||||||||||||
| ORD | Purchase | 174 | 6.9600 GBP | ||||||||||||
| ORD | Purchase | 359 | 6.9450 GBP | ||||||||||||
| ORD | Purchase | 384 | 6.9725 GBP | ||||||||||||
| ORD | Purchase | 611 | 6.9850 GBP | ||||||||||||
| ORD | Purchase | 950 | 6.9644 GBP | ||||||||||||
| ORD | Purchase | 1,089 | 6.9500 GBP | ||||||||||||
| ORD | Purchase | 1,220 | 6.9550 GBP | ||||||||||||
| ORD | Purchase | 4,954 | 6.9700 GBP | ||||||||||||
| ORD | Purchase | 10,550 | 6.9648 GBP | ||||||||||||
| ORD | Purchase | 10,964 | 6.9650 GBP | ||||||||||||
| ORD | Purchase | 30,000 | 6.9746 GBP | ||||||||||||
| ORD | Purchase | 43,865 | 6.9638 GBP | ||||||||||||
| ORD | Sale | 174 | 6.9600 GBP | ||||||||||||
| ORD | Sale | 359 | 6.9450 GBP | ||||||||||||
| ORD | Sale | 384 | 6.9725 GBP | ||||||||||||
| ORD | Sale | 611 | 6.9850 GBP | ||||||||||||
| ORD | Sale | 1,087 | 6.9500 GBP | ||||||||||||
| ORD | Sale | 1,300 | 6.9607 GBP | ||||||||||||
| ORD | Sale | 1,384 | 6.9510 GBP | ||||||||||||
| ORD | Sale | 1,426 | 6.9706 GBP | ||||||||||||
| ORD | Sale | 1,429 | 6.9711 GBP | ||||||||||||
| ORD | Sale | 1,925 | 6.9821 GBP | ||||||||||||
| ORD | Sale | 2,477 | 6.9700 GBP | ||||||||||||
| ORD | Sale | 2,696 | 6.9584 GBP | ||||||||||||
| ORD | Sale | 3,067 | 6.9670 GBP | ||||||||||||
| ORD | Sale | 3,117 | 6.9644 GBP | ||||||||||||
| ORD | Sale | 3,919 | 6.9650 GBP | ||||||||||||
| ORD | Sale | 4,036 | 6.9662 GBP | ||||||||||||
| ORD | Sale | 4,637 | 6.9730 GBP | ||||||||||||
| ORD | Sale | 5,031 | 6.9550 GBP | ||||||||||||
| ORD | Sale | 5,496 | 6.9648 GBP | ||||||||||||
| ORD | Sale | 6,294 | 6.9667 GBP | ||||||||||||
| ORD | Sale | 8,228 | 6.9562 GBP | ||||||||||||
| ORD | Sale | 22,393 | 6.9920 GBP | ||||||||||||
| ORD | Sale | 26,953 | 6.9844 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 372 | 6.9943 GBP | |||||||||||
| ORD | SWAP | Long | 3,034 | 6.9637 GBP | |||||||||||
| ORD | SWAP | Long | 13,800 | 6.9748 GBP | |||||||||||
| ORD | CFD | Long | 17,623 | 6.9571 GBP | |||||||||||
| ORD | SWAP | Long | 24,200 | 6.9864 GBP | |||||||||||
| ORD | SWAP | Short | 8 | 6.9737 GBP | |||||||||||
| ORD | SWAP | Short | 4,200 | 6.9700 GBP | |||||||||||
| ORD | SWAP | Short | 5,482 | 6.9712 GBP | |||||||||||
| ORD | CFD | Short | 13,462 | 6.9759 GBP | |||||||||||
| ORD | CFD | Short | 39,529 | 6.9591 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class of relevant security | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| description | purchasing, | of | price | date | money | ||||||||||
| selling, | securities | per unit | paid/ | ||||||||||||
| varying etc | to which | received | |||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant security | Product description | Number of securities | Exercise price per | ||||||||||||
| unit | |||||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant security | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| applicable) | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between | |||||||||||||||
| the exempt principal trader making the disclosure and any other person relating to: | |||||||||||||||
| (i) the voting rights of any relevant securities under any option; or | |||||||||||||||
| (ii) the voting rights of future acquisition or disposal of any relevant securities to which | |||||||||||||||
| any derivative is referenced: | |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 3 Feb 2015 | ||||||||||||||
| Contact name: | Sushil Vashisht | ||||||||||||||
| Telephone number: | 020 7773 0744 | ||||||||||||||
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