27th Feb 2015 11:57
| DISCLOSURE FORM | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | CATLIN GROUP LTD | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | CATLIN GROUP LTD | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 26 February 2015 | |||||||||||||
| 2. | POSITIONS | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 834,123 | 0.23% | 295,945 | 0.08% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 46,523 | 0.01% | 521,666 | 0.14% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| TOTAL: | 880,646 | 0.24% | 817,611 | 0.22% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to | |||||||||||||||
| which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 1 | 6.8125 GBP | ||||||||||||
| ORD | Purchase | 1 | 6.8225 GBP | ||||||||||||
| ORD | Purchase | 3 | 6.8300 GBP | ||||||||||||
| ORD | Purchase | 101 | 6.7799 GBP | ||||||||||||
| ORD | Purchase | 359 | 6.7996 GBP | ||||||||||||
| ORD | Purchase | 564 | 6.8150 GBP | ||||||||||||
| ORD | Purchase | 595 | 6.8050 GBP | ||||||||||||
| ORD | Purchase | 706 | 6.7800 GBP | ||||||||||||
| ORD | Purchase | 743 | 6.8200 GBP | ||||||||||||
| ORD | Purchase | 1,062 | 6.7977 GBP | ||||||||||||
| ORD | Purchase | 1,138 | 6.8100 GBP | ||||||||||||
| ORD | Purchase | 1,225 | 6.7900 GBP | ||||||||||||
| ORD | Purchase | 1,540 | 6.7950 GBP | ||||||||||||
| ORD | Purchase | 1,618 | 6.7750 GBP | ||||||||||||
| ORD | Purchase | 1,713 | 6.8095 GBP | ||||||||||||
| ORD | Purchase | 2,234 | 6.7918 GBP | ||||||||||||
| ORD | Purchase | 5,259 | 6.7850 GBP | ||||||||||||
| ORD | Purchase | 5,355 | 6.8179 GBP | ||||||||||||
| ORD | Purchase | 17,481 | 6.8241 GBP | ||||||||||||
| ORD | Sale | 1,166 | 6.8250 GBP | ||||||||||||
| ORD | Sale | 1 | 6.8125 GBP | ||||||||||||
| ORD | Sale | 1 | 6.8225 GBP | ||||||||||||
| ORD | Sale | 3 | 6.8300 GBP | ||||||||||||
| ORD | Sale | 32 | 6.7871 GBP | ||||||||||||
| ORD | Sale | 564 | 6.8150 GBP | ||||||||||||
| ORD | Sale | 981 | 6.7925 GBP | ||||||||||||
| ORD | Sale | 994 | 6.7900 GBP | ||||||||||||
| ORD | Sale | 1,042 | 6.7800 GBP | ||||||||||||
| ORD | Sale | 1,138 | 6.8100 GBP | ||||||||||||
| ORD | Sale | 1,179 | 6.7977 GBP | ||||||||||||
| ORD | Sale | 1,194 | 6.8200 GBP | ||||||||||||
| ORD | Sale | 1,540 | 6.7950 GBP | ||||||||||||
| ORD | Sale | 1,618 | 6.7750 GBP | ||||||||||||
| ORD | Sale | 1,678 | 6.7915 GBP | ||||||||||||
| ORD | Sale | 2,974 | 6.7798 GBP | ||||||||||||
| ORD | Sale | 3,057 | 6.7897 GBP | ||||||||||||
| ORD | Sale | 3,555 | 6.7884 GBP | ||||||||||||
| ORD | Sale | 4,504 | 6.8250 GBP | ||||||||||||
| ORD | Sale | 4,897 | 6.7850 GBP | ||||||||||||
| ORD | Sale | 4,991 | 6.7975 GBP | ||||||||||||
| ORD | Sale | 8,844 | 6.8177 GBP | ||||||||||||
| ORD | Sale | 12,439 | 6.7990 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | SWAP | Long | 679 | 6.8026 GBP | |||||||||||
| ORD | SWAP | Long | 12,439 | 6.7990 GBP | |||||||||||
| ORD | SWAP | Short | 700 | 6.7993 GBP | |||||||||||
| ORD | SWAP | Short | 1,222 | 6.8121 GBP | |||||||||||
| ORD | SWAP | Short | 5,470 | 6.8174 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 27 Feb 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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