25th Aug 2017 08:23
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Prairie Mining Limited |
ABN 23 008 677 852 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Benjamin Stoikovich |
Date of last notice | 30 June 2017 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Direct and Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Windellama Capital Limited (Beneficial Interest) |
Date of change | 25 August 2017 |
No. of securities held prior to change | A. 1,500,000 (Direct) B. 1,000,000 (Indirect) C. 500,000 (Indirect) E. Nil D. Nil |
Class | A. Ordinary Fully Paid Shares B. Performance Rights - expiry 31 December 2017 C. Performance Rights - expiry 31 December 2018 D. Performance Rights - expiry 31 December 2019 E. Performance Rights - expiry 31 December 2020 |
Number acquired | A. Nil B. Nil C. Nil D. 640,000 E. 960,000 |
Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Nil - see below |
No. of securities held after change | A. 1,500,000 B. 1,000,000 C. 500,000 D. 640,000 E. 960,000 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Following shareholder approval at a general meeting of shareholders held on 17 August 2017, issue of 1,600,000 performance rights to Windellama Capital Limited |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Not applicable |
Nature of interest | Not applicable |
Name of registered holder (if issued securities) | Not applicable |
Date of change | Not applicable |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Not applicable |
Interest acquired | Not applicable |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Not applicable |
Interest after change | Not applicable |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | Not applicable |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Under Prairie Mining's Securities Trading Policy a director cannot deal in Prairie Mining securities without prior approval. This requirement applies to all dealings, including those outside a Closed Period. |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800EHCGNYSCN9T108 |
Place of transaction | Australian Securities Exchange (ASX) |
Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
Name of entity Prairie Mining Limited |
ABN 23 008 677 852 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Carmel Daniele |
Date of last notice | 24 September 2015 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest | Indirect |
Nature of indirect interest (including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. | Controller of CD Capital Natural Resources Fund III LP |
Date of change | 22 August 2017 |
No. of securities held prior to change | A. 44,776,120 B. Nil |
Class | A. Convertible loan note convertible into ordinary shares at $0.335 per share with no expiry date B. Convertible loan note convertible into ordinary shares at $0.46 per share with no expiry date |
Number acquired | A. Nil B. 5,711,804 |
Number disposed | Nil |
Value/Consideration Note: If consideration is non-cash, provide details and estimated valuation | Equivalent to $0.46 per share |
No. of securities held after change | A. 44,776,120 B. 5,711,804 |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | Following shareholder approval at a general meeting of shareholders held on 17 August 2017, issue of a convertible loan note to CD Capital Natural Resources Fund III LP |
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contract | Convertible Loan Note Instrument |
Nature of interest | Controller of CD Capital Natural Resources Fund III LP (holder of right to acquire shares of Prairie Mining Limited pursuant to the above and below contracts). |
Name of registered holder (if issued securities) | CD Capital Natural Resources Fund III LP |
Date of change | 22 August 2017 |
No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed | Right of CD Capital Natural Resources Fund III LP to acquire 44,776,119 ordinary shares and 21,388,060 $0.60 unlisted options which may result in the issue of an additional 21,388,060 ordinary shares pursuant to an investment agreement and convertible loan note instrument |
Interest acquired | Right of CD Capital Natural Resources Fund III LP to acquire 5,711,804 ordinary shares in the Company pursuant to an investment agreement and convertible loan note instrument |
Interest disposed | Not applicable |
Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation | Equivalent to $0.46 per share |
Interest after change | Right of CD Capital Natural Resources Fund III LP to acquire 44,776,119 ordinary shares and 21,388,060 $0.60 unlisted options which may result in the issue of an additional 21,388,060 ordinary shares
Right of CD Capital Natural Resources Fund III LP to acquire 5,711,804 ordinary shares in the Company pursuant to an investment agreement and convertible loan note instrument |
Part 3 - +Closed period
Were the interests in the securities or contracts detailed above traded during a +closed period where prior written clearance was required? | Not applicable |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Under Prairie Mining's Securities Trading Policy a director cannot deal in Prairie Mining securities without prior approval. This requirement applies to all dealings, including those outside a Closed Period. |
If prior written clearance was provided, on what date was this provided? | Not applicable |
Initial notification/Amendment | Initial |
LEI | 213800EHCGNYSCN9T108 |
Place of transaction | Australian Securities Exchange (ASX) |
Related Shares:
PDZ.L