6th Dec 2012 16:21
Company Secretariat
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6 December 2012
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To: | Australian Securities Exchange | cc: | New York Stock Exchange |
London Stock Exchange | JSE Limited |
Notification of Change of Interests of Directors and Connected Persons
(Australian Securities Exchange Listing Rules Appendix 3Y)
(Listing Rules & Disclosure and Transparency Rules of the UK Listing Authority)
Name of entities | BHP Billiton Limited | BHP Billiton Plc |
ABN 49 004 028 077 | REG NO 3196209 |
As part of a dual listed company structure, the Group voluntarily notifies all stock exchanges on which either BHP Billiton Limited or BHP Billiton Plc have primary or secondary listings, all those interests of directors and persons discharging managerial responsibilities of both entities in the securities of both entities (and changes to those interests) which are required to be disclosed under the Australian Securities Exchange (ASX) Listing Rules, the Listing Rules and Disclosure and Transparency Rules of the United Kingdom Listing Authority, the Australian Corporations Act, the United Kingdom Companies Acts and the Group's Securities Dealing document.
We (the entities) advise the following information under ASX Listing Rule 3.19A.2, the UK Listing Authority Disclosure and Transparency Rule 3.1.4 and as agent for the director for the purposes of section 205G of the Australian Corporations Act and in accordance with the Group's Securities Dealing document.
Name of person discharging managerial responsibilities | Mr M J Kloppers
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Date of last notice | 5 October 2012 |
Date issuer informed of transaction | 5 December 2012 |
Date and place of transaction | 5 December 2012 (place of transaction not applicable) |
Nature of transaction | Award of Performance Shares under the Long Term Incentive Plan ("LTIP"). |
Part 1 - Change of relevant interests in securities
Included in this Part are:
·; in the case of a trust, interests in the trust made available by the responsible entity of the trust;
·; details of the circumstance giving rise to the relevant interest;
·; details and estimated valuation if the consideration is non-cash; and
·; changes in the relevant interest of Connected Persons of the director.
Direct or indirect interest | - |
Nature of indirect interest (including registered holder) | - |
Date of change | - |
No. of securities held prior to change | - |
Class | - |
Number acquired | - |
Number disposed | - |
Value/Consideration | - |
No. of securities held after change | - |
Nature of change Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back | - |
Any additional information | BHP Billiton Plc Mr Kloppers has a direct interest in 363,520 ordinary shares in BHP Billiton Plc. Mr Kloppers also has an indirect interest in 265,462 ordinary shares in BHP Billiton Plc, as follows: i) 80,000 ordinary shares in BHP Billiton Plc held by the Kloppers Family Superannuation Fund and registered in the name of Kloppers Family Fund Pty Ltd; and ii) 185,462 ordinary shares in BHP Billiton Plc held by Maricar Pty Ltd as trustee for the Maricar Family Trust. BHP Billiton Limited Mr Kloppers also has an indirect interest in 373,535 ordinary shares in BHP Billiton Limited, as follows: iii) 350,219 ordinary shares in BHP Billiton Limited held by Maricar Pty Ltd as trustee for the Maricar Family Trust; iv) 23,000 ordinary shares in BHP Billiton Limited held by the Kloppers Family Superannuation Fund and registered in the name of Kloppers Family Fund Pty Ltd; and v) 316 ordinary shares in BHP Billiton Limited held by Computershare Nominees on behalf of Shareplus participants as Acquired Shares under the scheme. Shareplus is an all employee share purchase plan of the BHP Billiton Group.
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Part 2 - Change of interests in contracts other than as described in Part 4
Included in this Part are:
·; only details of a contract in relation to which the interest has changed; and
·; details and estimated valuation if the consideration is non-cash.
Detail of contract
| - |
Nature of interest
| - |
Name of registered holder (if issued securities) | - |
No. and class of securities to which interest related prior to change | - |
Interest acquired
| - |
Interest disposed
| - |
Value/Consideration
| - |
Interest after change
| - |
Part 3 - Closed period
Were the interests in the securities or contracts detailed above traded during a closed period where prior written clearance was required? | No. |
If so, was prior written clearance provided to allow the trade to proceed during this period? | Under our Securities Dealing Policy a Person Discharging Managerial Responsibilities cannot deal in BHP Billiton Securities without prior clearance. This requirement applies to all dealings, including those that occur outside of a Close Period. |
If prior written clearance was provided, on what date was this provided? | - |
Part 4 - Change of interests in options or other rights granted by the entities
Included in this Part are only details of options or other rights granted which have changed, save for the total number of securities over which options or other rights are held following this notification.
Date of grant | 5 December 2012 |
Period during which or date on which exercisable | Performance Shares - August 2017 |
Total amount paid (if any) for the grant | - |
Description of securities involved: class; number | 240,603 Performance Shares (BHP Billiton Limited) under the LTIP |
Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise | Nil |
Total number of securities over which options or other rights held at the date of this notice
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BHP Billiton Limited interests:
1,417,324 - maximum number of Performance Shares (ordinary shares of BHP Billiton Limited) under the LTIP
88,327 - vested LTIP Performance Shares (ordinary shares of BHP Billiton Limited)
64,705 - maximum number of Deferred Shares (ordinary shares of BHP Billiton Limited) under the GIS
316 - maximum number of Matched Shares (ordinary shares of BHP Billiton Limited) under Shareplus ________ 1,570,672 - Total
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Any additional information
| This notification is in respect of the award of Performance Shares (BHP Billiton Limited) under the LTIP. |
Part 5 - Contact details
Name of authorised officers responsible for making this notification on behalf of the entities | Nicola Evans - BHP Billiton Limited
Geof Stapledon - BHP Billiton Plc |
Contact details
| Nicola Evans Tel: +61 3 9609 4326 Fax: +61 3 9609 4372
Geof Stapledon Tel: +44 20 7802 4176 Fax: +44 20 7802 3054 |
Related Shares:
BHP Group