Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

142,985

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-142,985

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option Dec 2005 blocklisting

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

382,143

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-156,041

Less: Number of securities removed from the block listing due to expiry during the period:

226,102

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

39,167

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-6,250

Less: Number of securities removed from the block listing due to expiry during the period:

32,917

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

224,997

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-40,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

184,997

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

188,652

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-47,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

141,652

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

483,819

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-136,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

347,819

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2006 @ £1.7525

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

713,482

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-187,263

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

526,219

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2007 @ £1.68

Period of return:

From:

1 Oct 2012

To:

31 March 2013

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

676,120

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-303,353

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

372,767