Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

503,155

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-22,292

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

480,863

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme issued and nil pd May 2005 block listing

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

653,411

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-237,165

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

416,246

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

490,165

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-84,333

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

405,832

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

0

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

793,776 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-38,720

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

755,056

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

0

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

811,190 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

105,341

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

705,849

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ £1.39

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

604,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

604,500

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ £1.675

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

729,900

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

729,900

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting 2005 SAYE Options, 3 yrs @ 81.6p

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

11,365*

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil 

(*Shares delisted by UKLA)

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting

Period of return:

From:

01/10/2008

To:

31/03/2009

Balance of unallotted securities under scheme(s) from previous return:

224,781

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

224,781