Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

449,018

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-57,322

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

391,696

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

116,162

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-48,402

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

67,760

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

246,747

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-19,250

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

227,497

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

513,052

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

513,052

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

465,367

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-22,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

443,367

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ £1.39

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

597,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

597,500

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ £1.675

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

729,900

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-729,900*

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

471,283

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-32,983

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

438,300

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

200,481

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-85,052

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

115,429

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2005 blocklisting

Period of return:

From:

1/4/2010

To:

30/9/2010

Balance of unallotted securities under scheme(s) from previous return:

0

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

484,048

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

484,048