Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1 April 2013

To:

30 September 2013

Balance of unallotted securities under scheme(s) from previous return:

184,997

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-29,828

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

155,169

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1 April 2013

To:

30 September 2013

Balance of unallotted securities under scheme(s) from previous return:

141,652

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-45,761

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

95,891

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1 April 2013

To:

30 September 2013

Balance of unallotted securities under scheme(s) from previous return:

347,819

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-70,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

277,819

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2006 @ £1.7525

Period of return:

From:

1 April 2013

To:

30 September 2013

Balance of unallotted securities under scheme(s) from previous return:

526,219

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-154,033

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

372,186

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share option Scheme granted in December 2007 @ £1.68

Period of return:

From:

1 April 2013

To:

30 September 2013

Balance of unallotted securities under scheme(s) from previous return:

372,767

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-137,180

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

235,587