Blocklisting Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Nil Paid Shares granted in July 2008 @ £1.04

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

96,150

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(96,150)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Nil Paid Shares granted in December 2008 @ £1.086

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

36,832

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

36,832

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Matching Options granted in July 2008 @ £1.04

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

673,055

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Less: Number of securities removed from the block listing due to expiry during the period.

(673,055)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Matching Options granted in December 2008 @ £1.086

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

110,496

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(18,416)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

92,080

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2005 @ £1.45

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

155,525

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(68,939)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

86,586

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2006 @ £1.7525

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

199,277

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(15,275)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

184,002

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2007 @ £1.68

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

107,976

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(1,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

106,476

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

86,975

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(12,895)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

74,080

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

261,970

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(20,556)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

241,414

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

315,478

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(6,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

309,478

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 April 2015

To:

30 September 2015

Balance of unallotted securities under scheme(s) from previous return:

77,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(2,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

75,000

Name of contact:

Louise Meads - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400