Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

391,696

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-159,226

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

232,470

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

67,760

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

67,760

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

227,497

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-49,760

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

177,737

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

513,052

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-43,561

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

469,491

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

-

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

701,819

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-166,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

535,819

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

443,367

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-145,704

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

297,663

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in June 2001 @ £1.39

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

597,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-391,500

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

206,000

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

438,300

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-160,550

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

277,750

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

115,429

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-115,429

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2005 blocklisting

Period of return:

From:

1st Oct 2010

To:

31st March 2011

Balance of unallotted securities under scheme(s) from previous return:

484,048

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-85,982

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

398,066