Blocklisting Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Nil Paid Shares granted in December 2007 @ £1.625

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

264,585

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(264,585)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Nil Paid Shares granted in July 2008 @ £1.04

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

249,991

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(153,841)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

96,150

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Nil Paid Shares granted in December 2008 @ £1.086

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

101,288

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(64,456)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

36,832

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Matching Options granted in December 2007 @ £1.625

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

519,939

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

 Nil

Less: Number of securities removed from the block listing due to expiry during the period.

(519,939)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Matching Options granted in July 2008 @ £1.04

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

673,055

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

673,055

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Matching Options granted in December 2008 @ £1.086

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

184,160

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(73,664)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

110,496

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Block listing of 2004 Approved Share Option Plan granted in December 2004 @ £0.98

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

31,425

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities removed from the block listing due to expiry during the period.

(21,000)

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(10,425)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2005 @ £1.45

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

180,188

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(24,663)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

155,525

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2006 @ £1.7525

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

238,695

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(39,418)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

199,277

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2007 @ £1.68

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

131,476

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(23,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

107,976

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

99,880

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(12,905)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

86,975

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

683,091

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(421,121)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

261,970

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

318,478

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(3,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

315,478

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 October 2014

To:

31 March 2015

Balance of unallotted securities under scheme(s) from previous return:

79,000

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(1,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

77,500

Name of contact:

Louise Meads - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400