Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

232,470

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-41,399

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

191,071

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

67,760

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-9,680

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

58,080

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

177,737

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-9,750

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

167,987

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

469,491

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-29,040

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

440,451

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

535,819

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-30,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

505,819

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

297,663

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-30,666

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

266,997

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in June 2001 @ £1.39

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

206,000

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-114,500

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

91,500

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

277,750

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-28,589

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

249,161

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option December 2005 blocklisting

Period of return:

From:

1st April 2011

To:

30th Sept 2011

Balance of unallotted securities under scheme(s) from previous return:

398,066

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-15,923

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

382,143