Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

480,863

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-19,107

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

461,756

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

416,246

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-203,280

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

212,966

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

405,832

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-141,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

264,832

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

755,056

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-242,004

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

513,052

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

705,849

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-156,482

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

549,367

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ £1.39

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

604,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-3,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

601,500

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ £1.675

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

729,900

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

729,900

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting

Period of return:

From:

1/4/2009

To:

30/9/2009

Balance of unallotted securities under scheme(s) from previous return:

224,781

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-12,150

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

212,631