Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

181,199

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-38,214

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

142,985

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-59,404

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

157,487

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-118,320

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

39,167

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

314,611

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-314,611

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £1.45

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

489,819

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-6,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

483,819

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

234,997

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-10,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

224,997

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

221,161

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-32,509

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

188,652

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2005 blocklisting

Period of return:

From:

1st April 2012

To:

30th September 2012

Balance of unallotted securities under scheme(s) from previous return:

382,143

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

382,143