28th Sep 2007 15:17
Brewin Dolphin Holdings PLC28 September 2007 To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 2000 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 1,006,700 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 274,800 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 731,900 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 1,011,500 Ordinary 1 penny shares - 28/02/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the return Name A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 2001 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 779,800 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 166,300 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 613,500 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 1,306,582 Ordinary 1 penny shares 31/05/2006 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Savings Related Share Option Scheme 1998 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 25,777 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 19,166 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 6,611 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 847,813 Ordinary 1 penny shares 14/02/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted 2003 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 838,375 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 24,300 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 814,075 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 978,106 Ordinary 1 penny shares 08/01/2004 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted 2004 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 861,538 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 116,164 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 745,374 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 914,779 Ordinary 1 penny shares 22/12/2004 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted May 2005 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 59,404 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 0 6. Balance under scheme not yet issued / allotted at end of period 59,404 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 84,156 Ordinary 1 penny shares 02/06/2005 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted December 2005 3. Period of return: From 01/04/2007 to 30/09/2007 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 611,431 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 70,061 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 541,370 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 611,431 Ordinary 1 penny shares 19/12/2005 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 203,538,486In issue, blocklisted & nil paid 2,160,223 Not ListedIn issue, nil paid 1,005,326 Total Number of Voting Rights in Brewin Dolphin 206,704,035 Blocklisted but not allotted 1,352,011 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
BRW.L