Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid Shares granted in June 2007 @ £2.175

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

115,131

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-115,131

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2007 @ £1.625

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

295,928

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-31,343

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

264,585

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid shares granted in July 2008 @ £1.04

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

269,221

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-19,230

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

249,991

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2008 @ £1.086

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

110,496

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

 -9,208

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

101,288

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme granted in December 2007 @ £1.625

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

519,939

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

 Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

519,939

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in July 2008 @ £1.04

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

673,055

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

673,055

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in December 2008 @ £1.086

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

184,160

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

184,160

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Block listing of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

73,391

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-41,966

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

31,425

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

223,405

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-43,217

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

180,188

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2006 @ £1.7525

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

275,852

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-37,157

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

238,695

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2007 @ £1.68

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

148,976

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-17,500

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

131,476

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2008 @ £1.035

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

145,380

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-45,500

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

99,880

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2009 @ £1.657

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

695,091

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-12,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

683,091

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2010 @ £1.48

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

327,478

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-9,000

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

318,478

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2011 @ £1.313

Period of return:

From:

1 April 2014

To:

30 September 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

81,750

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-2,750

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

79,000