6th Apr 2010 10:34
Brewin Dolphin Holdings PLC
("Brewin Dolphin" or the "Company")
BLOCK LISTING SIX MONTHLY RETURN
6st April 2010
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
461,756
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-12,738 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
449,018 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Senior Employee Matchng Share Purchase Scheme Issued and nil pd May 2005 block listing |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
59,404
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
0 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
59,404 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
212,966
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-96,804 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
116,162 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
264,832
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-18,085 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
246,747 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Senior Employee Matching Purchase Scheme issued matching option 2004 blocklisting |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
513,052
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
0 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
513,052 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2003 @ £0.813 |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
549,367
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-84,000 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
465,367 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ £1.39 |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
601,500
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-4,000 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
597,500 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ £1.675 |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
729,900
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
0 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
729,900 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Block listing of 1994 Approved Executive Share option Scheme granted in December 2004 @ £0.98 |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
0
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
700,283 |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-229,000 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
471,283 |
|||
Name of applicant: |
Brewin Dolphin Holdings plc |
|||
Name of scheme: |
Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting |
|||
Period of return: |
From: |
01/10/2009 |
To: |
31/03/2010 |
Balance of unallotted securities under scheme(s) from previous return: |
212,631
|
|||
Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for): |
Nil |
|||
Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G): |
-12,150 |
|||
Equals: Balance under scheme(s) not yet issued/allotted at end of period: |
200,481 |
|||
Name of Contact |
Judie Howlett Assistant Company Secretary
|
Telephone number |
0845 213 1000 |
Related Shares:
BRW.L