Blocklisting Interim Review

Name of applicant:

City of London Investment Group PLC

Name of scheme:

City of London Investment Group PLC Share

Option Scheme

Period of return:

1 July 2015 - 31 December 2015

Balance of unallotted securities under scheme(s)

from previous return:

205,686

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

205,686

Name of contact:

Tracy Rodrigues

Telephone number of contact:

020 7711 0771