Blocklisting Interim Review

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd Dec 2005 block listing

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

541,370

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-38,215

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

503,155

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matchng Share Purchase Scheme issued and nil pd May 2005 block listing

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

59,404

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

59,404

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2004 block listing

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

745,374

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-91,963

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

653,411

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Share Purchase Scheme issued and nil pd 2003 block listing

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

24,300

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-24,300

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0 

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

1994 Approved Executive Share option Scheme granted in December 2002 @ £0.375 Block listing

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

516,915

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-26,750

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

490,165

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting of 1994 Approved Executive Share option Scheme granted in December 2001 @ £1.39

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

604,500

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

604,500

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Block listing of 1994 Approved Executive Share option Scheme granted in December 2000 @ £1.675

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

729,900

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

0 

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

729,900

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting 2003 SAYE Options

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

4,245

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-4,245

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0 

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting 2005 SAYE Options, 3 yrs @ 81.6p

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

53,493

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-42,128

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

11,365*

*application made to UKLA to delist shares on 15/09/2008.

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Blocklisting 2003 SAYE Options, 5 yr @ 30p

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

27,375

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-27,375

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

0 

Name of applicant:

 Brewin Dolphin Holdings plc

Name of scheme:

Senior Employee Matching Purchase Scheme issued matching option 2003 blocklisting

Period of return:

From:

01/04/2008

To:

30/09/2008

Balance of unallotted securities under scheme(s) from previous return:

249,081

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil 

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-24,300

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

224,781