31st Mar 2008 10:36
Brewin Dolphin Holdings PLC31 March 2008 To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 1998 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 162,500 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 162,500 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 0 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 162,500 Ordinary 1 penny shares 08/01/2008 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 2000 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 731,900 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 2,000 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 729,900 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 1,011,500 Ordinary 1 penny shares - 28/02/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 2001 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 613,500 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 9,000 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 604,500 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 1,306,582 Ordinary 1 penny shares 31/05/2006 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme 1994 Approved Executive Share Option Scheme, Granted in 2002 3. Period of return: From 01/10/2007 To 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 790,915 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 274,000 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 516,915 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 790,915 Ordinary 1 penny shares - 06/11/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Savings Related Share Option Scheme 1998 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 6,611 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 2,366 Ordinary 1 penny shares, 4,245 Ordinary 1 penny shares cancelled on 9 January 08 6. Balance under scheme not yet issued / allotted at end of period Nil Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 847,813 Ordinary 1 penny shares 14/02/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Save As You Earn Scheme, Granted 2003 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 871,620 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 844,245 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 27,375 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 871,620 Ordinary 1 penny shares 11/01/2008 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Save As You Earn Scheme Granted 2005 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 865,755 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 812,262 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 53,493 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 865,755 Ordinary 1 penny shares 11/01/2008 Please confirm total number of shares in issue at the end of the period in orderfor us to update our recordsListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted 2004 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 745,374 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 0 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 745,374 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 914,779 Ordinary 1 penny shares 22/12/2004 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted May 2005 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 59,404 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 0 6. Balance under scheme not yet issued / allotted at end of period 59,404 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 84,156 Ordinary 1 penny shares 02/06/2005 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Granted December 2005 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 541,370 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 0 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 541,370 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 611,431 Ordinary 1 penny shares 19/12/2005 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme Nil Paid, Granted December 2003 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 814,075 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 789,775 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 24,300 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 978,106 Ordinary 1 penny shares 08/01/2004 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN 1. Name of company Brewin Dolphin Holdings plc 2. Name of scheme Senior Employee Matching Share Purchase Scheme, Matching Option Granted December 2003 3. Period of return: From 01/10/2007 to 31/03/2008 4. Number and class of shares(s) (amount of stock / debt security) not issuedunder scheme 929,506 Ordinary 1 penny shares 5. Number of shares issued / allotted under scheme during period: 680,425 Ordinary 1 penny shares 6. Balance under scheme not yet issued / allotted at end of period 249,081 Ordinary 1 penny shares 7. Number and class of share(s) (amount of stock / debt securities) originallylisted and the date of admission; 929,506 Ordinary 1 penny shares 02/11/2007 Please confirm total number of shares in issue at the end of the period in orderfor us to update our records ListedIn issue & fully paid up 207,257,611In issue, blocklisted & nil paid 1,370,448 Not ListedIn issue, nil paid 1,774,469 Total Number of Voting Rights in Brewin Dolphin 210,402,528 Blocklisted but not allotted 2,185,509 Contact for queries Name Anna ReedPosition Assistant Company SecretaryAddress 12 Smithfield Street, London EC1A 9BDTelephone 0845 213 3206 Person making the returnName A. WrightPosition Company Secretary This information is provided by RNS The company news service from the London Stock ExchangeRelated Shares:
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