Block Listing Six Monthly Return

BLOCK LISTING SIX MONTHLY RETURN Date: 10 January 2014 Name of applicant: Canaccord Genuity Group Inc. Name of scheme: (a) CSH Replacement ABED share scheme (b) CSH Replacement LTIP share scheme (c) Long Term Incentive Plan (LTIP) Period of return: From: 1 July 2013 To: 31 December 2013 Balance of unallotted securities under (a) 476,592 common sharesscheme(s): (b) 460,145 common shares (c) 753,901 common shares Plus: The amount by which the block (a) 0scheme(s) has been increased since thedate of the last return (if any increase (b) 0has been applied for): (c) 0 Less: Number of securities issued/ (a) (30,658)allotted under scheme(s) during period(see LR3.5.7G): (b) (39,398) (c) (727,221) Equals: Balance under scheme(s) not yet (a) 445,934issued/allotted at end of period: (b) 420,747 (c) 26,680 Name of contact: Martin L. MacLachlan, Corporate Secretary Telephone number of contact: +1 (416) 867-6078