Block Listing Six Monthly Return

Name of applicant:

4D Pharma plc

Name of scheme:

Block Admission for February 2020 warrants

Period of return:

From:

10 March 2020

To:

9 September 2020

Number of securities originally admitted at date of admission:

22,000,000 Ordinary Shares of 0.25p each on 10 March 2020

Balance of unallotted securities under scheme(s) from previous return:

22,000,000 Ordinary shares

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0 Ordinary shares

Less: Number of securities issued/allotted under scheme(s) during period:

0 Ordinary shares

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

22,000,000 Ordinary shares

Name of contact:

Duncan Peyton

Telephone number of contact:

Company Secretary (0113 895 0130)