BLOCK LISTING SIX MONTHLY RETURN

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2008 @ £1.086

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

110,496

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

 Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

110,496

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid shares granted in July 2008 @ £1.04

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

346,142

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-76,921

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

269,221

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil paid shares granted in December 2007 @ £1.625

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

332,846

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-36,918

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

295,928

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme Nil Paid Shares granted in June 2007 @ £2.175

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

195,986

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-80,855

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

115,131

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in December 2008 @ £1.086

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

184,160

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

184,160

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme matching options granted in July 2008 @ £1.04

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

673,055

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

673,055

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Purchase Scheme granted in December 2007 @ £1.625

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

519,939

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

 Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

519,939

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 1994 Approved Executive Share Option Scheme granted in December 2003 @ £0.813

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

155,169

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-123,944

Less: Number of securities removed from the block listing due to expiry during the period.

-31,225

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

 Nil

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2005 @ £1.45

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

277,819

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-54,414

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

223,405

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2006 @ £1.7525

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

372,186

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-96,334

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

275,852

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2007 @ £1.68

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

235,587

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-86,611

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

148,976

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Executive Share Option Scheme granted in December 2008 @ £1.035

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

Nil

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

567,167

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-421,787

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

145,380

Name of applicant:

 Brewin Dolphin Holdings PLC

Name of scheme:

Block listing of 2004 Approved Executive Share Option Scheme granted in December 2004 @ £0.98

Period of return:

From:

1 October 2013

To:

31 March 2014

Balance of unallotted securities under scheme(s) from previous return:

95,891

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

-22,500

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

73,391