Block listing Interim Review

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Executive Share Option Scheme & Company Share Option Plan

Period of return:

From:

1 August 2019

To:

31 January 2020

Balance of unallotted securities under scheme(s) from previous return:

77,860

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

31,709

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

46,151

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Partners' Share Option Scheme

Period of return:

From:

1 August 2019

To:

31 January 2020

Balance of unallotted securities under scheme(s) from previous return:

3,392,428

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

2,927,346

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

465,082

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Share Save Option Plan

Period of return:

From:

1 August 2019

To:

31 January 2020

Balance of unallotted securities under scheme(s) from previous return:

58,124

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

47,548

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

10,576

Name of contact:

Helen Saville - Company Secretariat Assistant

Telephone number of contact:

01285 878425