Block listing Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2006 @ £1.7525

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

156,002

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(128,676)

Less: Lapsed securities

(27,326)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2007 @ £1.68

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

96,226

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(23,250)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

72,976

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

69,080

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(16,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

52,580

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

214,198

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(42,550)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

171,648

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

140,307

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(24,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

116,307

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 October 2016

To:

31 March 2017

Balance of unallotted securities under scheme(s) from previous return:

72,250

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(36,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

35,750

Name of contact:

Angela Wright - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400