Block listing Interim Review

Name of applicant:

Charles Stanley Group PLC

Name of scheme:

Charles Stanley 2012/13 Save As You Earn Scheme

Period of return:

From:

20 July 2016

To:

19 January 2017

Balance of unallotted securities under scheme(s) from previous return:

44,113

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

N/A

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.6G):

10,445

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

33,668

Name of contact:

Julie Ung

Telephone number of contact:

020 7739 8200