Block listing Interim Review

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place Company Share Option Plan

Period of return:

From:

1 August 2020

To:

31 January 2021

Balance of unallotted securities under scheme(s) from previous return:

197,641

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

37,144

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

160,497

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place plc Partners' Share Option Scheme

Period of return:

From:

1 August 2020

To:

31 January 2021

Balance of unallotted securities under scheme(s) from previous return:

5,339,866

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

420,041

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

4,919,825

Name of applicant:

St. James's Place plc

Name of scheme:

St. James's Place Sharesave Option Plan

Period of return:

From:

1 August 2020

To:

31 January 2021

Balance of unallotted securities under scheme(s) from previous return:

195,025

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

0

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

149,555

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

45,470

Name of contact:

Helen Saville - Company Secretariat Assistant

Telephone number of contact:

01285 878425