Block listing Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 October 2019

To:

31 March 2020

Balance of unallotted securities under scheme(s) from previous return:

109,703

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(50,503)

Less: Lapsed securities

(59,200)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 October 2019

To:

31 March 2020

Balance of unallotted securities under scheme(s) from previous return:

80,307

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(10,303)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

70,004

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 October 2019

To:

31 March 2020

Balance of unallotted securities under scheme(s) from previous return:

28,750

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(750)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

28,000

Name of contact:

Tiffany Brill - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400