Block listing Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 April 2018

To:

30 September 2018

Balance of unallotted securities under scheme(s) from previous return:

52,580

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(33,500)

Less: Lapsed securities

(19,080)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 April 2018

To:

30 September 2018

Balance of unallotted securities under scheme(s) from previous return:

158,756

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(4,300)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

154,456

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 April 2018

To:

30 September 2018

Balance of unallotted securities under scheme(s) from previous return:

93,807

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(1,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

92,307

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 April 2018

To:

30 September 2018

Balance of unallotted securities under scheme(s) from previous return:

31,750

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(750)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

31,000

Name of contact:

Tiffany Brill - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400