Block listing Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of Senior Employee Matching Share Scheme Matching Options granted in December 2008 @ £1.086

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

73,664

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Less: Lapsed shares

73,664

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2005 @ £1.45

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

78,586

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Less: Lapsed shares

78,586

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

Nil

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2006 @ £1.7525

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

164,002

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(8,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

156,002

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2007 @ £1.68

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

100,226

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(4,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

96,226

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

69,080

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

69,080

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

222,198

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(8,000)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

214,198

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

156,057

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(15,750)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

140,307

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 April 2016

To:

30 September 2016

Balance of unallotted securities under scheme(s) from previous return:

72,250

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

72,250

Name of contact:

Louise Meads - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400