Block listing Interim Review

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2007 @ £1.68

Period of return:

From:

1 April 2017

To:

30 September 2017

Balance of unallotted securities under scheme(s) from previous return:

72,976

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(8,500)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

64,476

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2008 @ £1.035

Period of return:

From:

1 April 2017

To:

30 September 2017

Balance of unallotted securities under scheme(s) from previous return:

52,580

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

Nil

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

52,580

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2009 @ £1.657

Period of return:

From:

1 April 2017

To:

30 September 2017

Balance of unallotted securities under scheme(s) from previous return:

171,648

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(4,300)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

167,348

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2010 @ £1.48

Period of return:

From:

1 April 2017

To:

30 September 2017

Balance of unallotted securities under scheme(s) from previous return:

116,307

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(17,250)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

99,057

Name of applicant:

Brewin Dolphin Holdings PLC

Name of scheme:

Blocklisting of 2004 Approved Share Option Plan granted in December 2011 @ £1.313

Period of return:

From:

1 April 2017

To:

30 September 2017

Balance of unallotted securities under scheme(s) from previous return:

35,750

Plus: The amount by which the block scheme(s) has been increased since the date of the last return (if any increase has been applied for):

Nil

Less: Number of securities issued/allotted under scheme(s) during period (see LR3.5.7G):

(3,750)

Equals: Balance under scheme(s) not yet issued/allotted at end of period:

32,000

Name of contact:

Tiffany Brill - Company Secretary, Brewin Dolphin Holdings PLC

Telephone number of contact:

0207 248 4400