30th Nov 2007 07:36
OILEX LTD
30 November 2007
Centralised Company Announcement Office
Australian Stock Exchange Limited
10th Floor, 20 Bond StreetSydney NSW 2000Dear Sir,
APPENDIX 3B - UNLISTED OPTIONS & APPENDIX 3Y X 2
We attach hereto an Appendix 3B detailing the issue of Unlisted Options, and 2 x Appendix 3Y.
For and on behalf of Oilex Ltd
Max CozijnCompany Secretarycc: Directors - BMc/RB/LLB Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.Name of entity OILEX LTD ABN 50 078 652 632
We (the entity) give ASX the following information.
Part 1 - All issues
You must complete the relevant sections (attach sheets if there is not enoughspace).1 +Class of +securities Unlisted Options issued or to be issued 2 Number of +securities 7,800,000 Options issued or to be issued (if known) or maximum number which may be issued 3 Principal terms of the 3,900,000 Unlisted Options exercisable at +securities (eg, if $2.00 vesting 30/11/07 expiring 1/07/11 options, exercise price and expiry date; if partly paid 3,900,000 Unlisted Options exercisable at +securities, the amount $2.50 vesting 1/07/08 expiring 1/07/11 outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion) 4 Do the +securities rank N/A equally in all respects from the date of allotment with an Only once exercised existing +class of quoted +securities? If the additional securities do not rank equally, please state: * the date from which they do * the extent to which they participate for the next dividend, (in the case of a trust, distribution) or interest payment * the extent to which they do not rank equally, other than in relation to the next dividend, distribution or interest payment 5 Issue price or consideration Nil 6 Purpose of the issue Issued pursuant to shareholder approval (If issued as consideration for the acquisition of AGM 22/11/07 assets, clearly identify those assets) 7 Dates of entering 30 November 2007 +securities into uncertificated holdings or despatch of certificates Number +Class 8 Number and +class of all 130,083,885 Ordinary Shares +securities quoted on ASX (including the securities in clause 2 if applicable) Number +Class 9 Number and +class of all 2,000,000 $0.20 Options due 28/02/2008 +securities not quoted on ASX (including the 500,000 $1.00 Options due 31/12/2009 securities in clause 2 if applicable) 3,000,000 $1.50 Options due 31/12/2009 1,000,100 $0.50 Options due 7/12/2008 2,000,000 $0.40 Options due 14/12/2008 3,000,000 $0.50 Options due 14/12/2008 4,250,000 $0.80 Options due 14/12/2009 1,000,000 $0.50 Options due 16/02/2009 4,500,000 $0.50 Options due 31/03/2010 775,000 $0.50 Options due 31/07/2009 775,000 $0.65 Options due 31/07/2009 775,000 $0.90 Options due 31/07/2010 500,000 $1.50 Options due 31/10/2009 500,000 $1.75 Options due 31/10/2009 500,000 $2.00 Options due 31/10/2010 500,000 $1.40 Options due 31/01/2010 450,000 $2.00 Options due 31/01/2010 450,000 $2.50 Options due 31/01/2011 2,500,000 $2.00 Options due 31/03/2011 300,000 $1.75 Options due 31/03/2010 300,000 $2.25 Options due 31/03/2011 300,000 $2.75 Options due 31/03/2012 500,000 $1.57 Options due 30/09/2008 350,000 $1.60 Options due 30/04/2010 350,000 $2.10 Options due 30/04/2010 350,000 $2.70 Options due 30/04/2011 3,900,000 $2.00 Options due 01/07/2011 3,900,000 $2.50 Options due 01/07/2011 2006 Performance Rights 279,000 Tranche 1 expire 1/07/2011 264,000 Tranche 2 expire 1/07/2011 259,000 Tranche 3 expire 1/07/2011 2007 Performance Rights 125,000 Tranche 1 expire 1/07/2012 110,000 Tranche 2 expire 1/07/2012 109,000 Tranche 3 expire 1/07/2012 10 Dividend policy (in the N/A case of a trust, distribution policy) on the increased capital (interests)
Part 2 - Bonus issue or pro rata issue [Item 11 to 33 - Not Applicable]
Part 3 - Quotation of securities
You need only complete this section if you are applying for quotation ofsecurities34 Type of securities (tick one) (a) Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) [Items 35 to 42 - Not Applicable]
Additional securities forming a new class of securitie
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
¢â‚¬¢ The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
¢â‚¬¢ There is no reason why those +securities should not be granted +quotation.
¢â‚¬¢ An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
¢â‚¬¢ Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
¢â‚¬¢ We warrant that if confirmation is required under section 1017F of the Corporations Act in relation to the +securities to be quoted, it has been provided at the time that we request that the +securities be quoted.
¢â‚¬¢ If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ......Date: ....30 November 2007
(Director/Company Secretary)
Print name: .........M.D.J. Cozijn.....................
Rule 3.19A.2 Appendix 3Y Change of Director's Interest Notice Information or documents not available now must be given to ASX as soon asavailable. Information and documents given to ASX become ASX's property and maybe made public.Introduced 30/9/2001.Name of entity OILEX LTD ABN 50 078 652 632 We (the entity) give ASX the following information under listing rule 3.19A.2and as agent for the director for the purposes of section 205G of theCorporations Act.Name of Director Max Dirk Jan Cozijn Date of last notice 20/05/05
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) ofthe definition of "notifiable interest of a director" should be disclosed inthis part.Direct or indirect interest Direct / Indirect Nature of indirect interest Diplomat Holdings Pty Ltd (Indirect)
(including registered holder) Note: Provide details of the circumstances giving rise to the relevant interest. Date of change 30/11/07 No. of securities held prior to change 500,000 Ordinary Shares - Diplomat
Holdings Pty Ltd (Indirect) 1,000,000 Options 20c by 28/2/08 (Direct) 500,000 Options $1.50 by 31/12/09 (Direct) Class UNLISTED OPTIONS Number acquired 250,000 Options $2.00 by 1/7/2011 250,000 Options $2.50 by 1/7/2011 Indirect Number disposed Nil Value/Consideration Nil
Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after change 500,000 Ordinary Shares - Diplomat
Holdings Pty Ltd (Indirect) 1,000,000 Options 20c by 28/2/08 (Direct) 500,000 Options $1.50 by 31/12/09 (Direct) 250,000 Options $2.00 by 1/7/2011 (Indirect) 250,000 Options $2.50 by 1/7/2011 (Indirect) Nature of change Pursuant to Shareholder approval AGM 22/ 11/07
Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) ofthe definition of "notifiable interest of a director" should be disclosed inthis part. Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change 30.11.07 Appendix 3Y Change of Director's Interest Notice Appendix 3Y Change of Director's Interest Notice Information or documents not available now must be given to ASX as soon asavailable. Information and documents given to ASX become ASX's property and maybe made public.Introduced 30/9/2001.Name of entity OILEX LTD ABN 50 078 652 632 We (the entity) give ASX the following information under listing rule 3.19A.2and as agent for the director for the purposes of section 205G of theCorporations Act.Name of Director Raymond George Barnes Date of last notice 1/02/06
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) ofthe definition of "notifiable interest of a director" should be disclosed inthis part.Direct or indirect interest A. Indirect B. Direct Nature of indirect interest A. Ad Valorem Resource Consulting Pty Ltd (including registered holder) B. Raymond George Barnes Note: Provide details of the circumstances giving rise to the relevant interest. Date of change 30/11/2007 No. of securities held prior to A. 600,000 Ordinary Shares change B. 23,871 Ordinary Shares (B) 23,871 Options @ $0.50 (B) 3,000,000 Unlisted Options 40c/50c /80c Class Unlisted Options Number acquired (B) 1,500,000 Options $2.00 by 1/7/ 2011 (B) 1,500,000 Options $2.50 by 1/7/ 2011 Number disposed Nil Value/Consideration Nil Note: If consideration is non-cash, provide details and estimated valuation No. of securities held after A. 500,000 Ordinary Shares change B. 23,871 Ordinary Shares (B) 23,871 Options @ $0.50 1,000,000 Options @ $0.40 expire 14/12/2008 (B) 1,000,000 Options @ $0.50 expire 14/12/2008 1,000,000 Options @ $0.80 expire 14/12/2009 1,500,000 Options @ $2.00 expire (B) 1/07/2011 1,500,000 Options @ $2.50 expire 1/07/2011 Nature of change Pursuant to Shareholder approval AGM 22/11/07 Example: on-market trade, off-market trade, exercise of options, issue of securities under dividend reinvestment plan, participation in buy-back
Part 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) ofthe definition of "notifiable interest of a director" should be disclosed inthis part. Detail of contract Nature of interest Name of registered holder (if issued securities) Date of change No. and class of securities to which interest related prior to change Note: Details are only required for a contract in relation to which the interest has changed Interest acquired Interest disposed Value/Consideration Note: If consideration is non-cash, provide details and an estimated valuation Interest after change 30/11/07 ABN 50 078 652 632
Level 3, 50 Kings Park Road West Perth WA 6005 Australia, PO Box 588 West Perth
WA 6872 Australia Telephone: (+61 8) 9226 5577 Facsimile: (+61 8) 9226 2108 Email: [email protected] Web: www.oilex.com.au
OILEX LTDRelated Shares:
OEX.L