15th Dec 2008 07:30
Dear Sir,
APPENDIX 3B & 3Y
We attach hereto an Appendix 3B detailing the expiration of 5,000,000 unlisted options as detailed below:
2,000,000 exercisable @ 40 cents by 14/12/2008, and
3,000,000 exercisable @ 50 cents by 14/12/2008.
We also attach hereto the Appendix 3Y's detailing the expiration of the 5,000,000 unlisted options as per above.
For and on behalf of Oilex Ltd
Max CozijnCompany Secretarycc: Directors - BMc/RB/LLB Rule 2.7, 3.10.3, 3.10.4, 3.10.5 Appendix 3B New issue announcement, application for quotation of additional securities and agreement
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 1/7/96. Origin: Appendix 5. Amended 1/7/98, 1/9/99, 1/7/2000, 30/9/2001, 11/3/2002, 1/1/2003.
Name of entityOILEX LTDABN50 078 652 632We (the entity) give ASX the following information.
Part 1 ¢â‚¬â€œ All issues
You must complete the relevant sections (attach sheets if there is not enoughspace).1 +Class of +securities issued or to be issued 2 Number of +securities issued or to be issued (if known) or maximum number which may be issued 3 Principal terms of the +securities (eg, if options, exercise price and expiry date; if partly paid +securities, the amount outstanding and due dates for payment; if +convertible securities, the conversion price and dates for conversion)
4 Do the +securities rank equally
in all respects from the date of
allotment with an existing +class
of quoted +securities?
If the additional securities do
not rank equally, please state:
- the date from which they do
- the extent to which they
participate for the next
dividend, (in the case of a
trust, distribution) or interest
payment
- the extent to which they do not
rank equally, other than in
relation to the next dividend,
distribution or interest payment
5 Issue price or consideration
6 Purpose of the issue
(If issued as consideration for
the acquisition of assets,
clearly identify those assets)
7 Dates of entering +securities into uncertificated holdings or despatch of certificates Number +Class8 Number and +class of all +securities quoted on ASX (including the securities 132,254,885 Ordinary Shares in clause 2 if applicable) Number +Class
9 Number and +class of all
+securities not quoted
on ASX (including the 500,000 $1.00 Options due 31/12/2009
securities in clause 2
if applicable) 3,000,000 $1.50 Options due 31/12/2009 4,250,000 $0.80 Options due 14/12/2009 1,000,000 $0.50 Options due 16/02/2009 4,500,000 $0.50 Options due 31/03/2010 775,000 $0.50 Options due 31/07/2009 775,000 $0.65 Options due 31/07/2009 775,000 $0.90 Options due 31/07/2010 500,000 $1.50 Options due 31/10/2009 500,000 $1.75 Options due 31/10/2009 500,000 $2.00 Options due 31/10/2010 500,000 $1.40 Options due 31/01/2010 450,000 $2.00 Options due 31/01/2010 450,000 $2.50 Options due 31/01/2011 2,500,000 $2.00 Options due 31/03/2011 300,000 $1.75 Options due 31/03/2010 300,000 $2.25 Options due 31/03/2011 300,000 $2.75 Options due 31/03/2012 500,000 $1.57 Options due 30/09/2011 350,000 $1.60 Options due 30/04/2010 350,000 $2.10 Options due 30/04/2010 350,000 $2.70 Options due 30/04/2011 3,900,000 $2.00 Options due 01/07/2011 3,900,000 $2.50 Options due 01/07/2011 900,000 $1.75 Options due 30/06/2011 900,000 $2.25 Options due 30/06/2011 900,000 $2.75 Options due 30/06/2012 2006 Performance Rights 60,000 Tranche 1 expire 1/07/2011 234,000 Tranche 2 expire 1/07/2011 229,000 Tranche 3 expire 1/07/2011 2007 Performance Rights 128,000 Tranche 1 expire 1/07/2012 128,000 Tranche 2 expire 1/07/2012 128,000 Tranche 3 expire 1/07/2012 2008 Performance Rights 89,000 Tranche 1 expire 1/07/2013 40,000 Tranche 2 expire 1/07/2013 41,000 Tranche 3 expire 1/07/2013
10 Dividend policy (in the
case of a trust, distribution policy) on N/A the increased capital (interests)
Part 2 ¢â‚¬â€œ Bonus issue or pro rata issue [Item 11 to 33 - Not Applicable]
Part 3 ¢â‚¬â€œ Quotation of securities
You need only complete this section if you are applying for quotation of securities
34 Type of securities (tick one)(a) Securities described in Part 1 (b) All other securities Example: restricted securities at the end of the escrowed period, partly paid securities that become fully paid, employee incentive share securities when restriction ends, securities issued on expiry or conversion of convertible securities
Entities that have ticked box 34(a) [Items 35 to 42 - Not Applicable]
Additional securities forming a new class of securities
Quotation agreement
1 +Quotation of our additional +securities is in ASX's absolute discretion. ASX may quote the +securities on any conditions it decides.
2 We warrant the following to ASX.
- The issue of the +securities to be quoted complies with the law and is not for an illegal purpose.
- There is no reason why those +securities should not be granted +quotation.
- An offer of the +securities for sale within 12 months after their issue will not require disclosure under section 707(3) or section 1012C(6) of the Corporations Act.
Note: An entity may need to obtain appropriate warranties from subscribers for the securities in order to be able to give this warranty
- Section 724 or section 1016E of the Corporations Act does not apply to any applications received by us in relation to any +securities to be quoted and that no-one has any right to return any +securities to be quoted under sections 737, 738 or 1016F of the Corporations Act at the time that we request that the +securities be quoted.
- We warrant that if confirmation is required under section 1017F of the Corporations Act in relation to the +securities to be quoted, it has been provided at the time that we request that the +securities be quoted.
- If we are a trust, we warrant that no person has the right to return the +securities to be quoted under section 1019B of the Corporations Act at the time that we request that the +securities be quoted.
3 We will indemnify ASX to the fullest extent permitted by law in respect of any claim, action or expense arising from or connected with any breach of the warranties in this agreement.
4 We give ASX the information and documents required by this form. If any information or document not available now, will give it to ASX before +quotation of the +securities begins. We acknowledge that ASX is relying on the information and documents. We warrant that they are (will be) true and complete.
Sign here: ...... Date: ....15 December 2008
(Director/Company Secretary)
Print name: .........M.D.J. Cozijn....................
Rule 3.19A.2Appendix 3Y Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.Name of entity OILEX LTDABN 50 078 652 632We (the entity) give ASX the following information under listing rule 3.19A.2and as agent for the director for the purposes of section 205G of theCorporations Act.Name of Director Raymond George BarnesDate of last notice 08/12/08Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
Direct or indirect interest (A) Indirect (B) Direct Nature of indirect interest
(including registered holder) (A) Ad Valorem Resource Consulting
Pty Ltd
Note: Provide details of the circumstances giving rise to the (B) Raymond George Barnes relevant interest.
Date of change 14/12/08No. of securities held prior tochange (A) 600,000 Ordinary Shares (B) 23,871 Ordinary Shares (B) 6,000,000 Unlisted Options $0.40, $0.50 $0.80, $2.00 & $2.50Class Unlisted OptionsNumber acquired NilNumber disposed (B) 1,000,000 Options @ $0.40 expire 14/12/2008 (B) 1,000,000 Options @ $0.50 expire 14/12/2008Value/Consideration Note: If consideration is non-cash,provide details and estimatedvaluation
No. of securities held after change
(A) 600,000 Ordinary Shares (B) 23,871 Ordinary Shares (B) 1,000,000 Options @ $0.80 expire 14/12/2009 (B) 1,500,000 Options @ $2.00 expire 01/07/2011 (B) 1,500,000 Options @ $2.50 expire 01/07/2011 Nature of change Cancellation of expired options Example: on-market trade,off-market trade, exercise ofoptions, issue of securities underdividend reinvestment plan,participation in buy-backPart 2 - Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
Detail of contractNature of interest Name of registered holder (if issued securities) Date of changeNo. and class of securitiesto which interest relatedprior to change Note: Details are onlyrequired for a contract inrelation to which theinterest has changed Interest acquiredInterest disposedValue/Consideration Note: If consideration isnon-cash, provide detailsand an estimated valuation Interest after change15 Dec 2008 Rule 3.19A.2Appendix 3Y Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/9/2001.Name of entity OILEX LTDABN 50 078 652 632We (the entity) give ASX the following information under listing rule 3.19A.2and as agent for the director for the purposes of section 205G of theCorporations Act.Name of Director Bruce Henry McCarthyDate of last notice 30/11/07Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) ofthe definition of "notifiable interest of a director" should be disclosed inthis part.Direct or indirect interest (A) Indirect (B) Direct (C) Indirect Nature of indirect interest
(including registered holder) (A) B.H. McCarthy ATF McCarthy Family
Superannuation Fund
Note: Provide details of the circumstances giving rise to the (B) Bruce Henry McCarthy relevant interest.
(C) R.M. McCarthy ATF The Eden Trust Date of change 14/12/08No. of securities held prior tochange (A) 800,000 Ordinary Shares (B) 6,000,000 Unlisted Options $0.40, $0.50, $0.80 (C) 4,000,000 Unlisted Options $2.00, $2.50Class Unlisted OptionsNumber acquired NilNumber disposed (B) 1,000,000 Options @ $0.40 expire 14/12/2008 (B) 2,000,000 Options @ $0.50 expire 14/12/2008Value/Consideration Note: If consideration is non-cash,provide details and estimatedvaluation
No. of securities held after change
(A) 800,000 Ordinary Shares (B) 3,000,000 Options @ $0.80 expire 14/12/2009 (C) 2,000,000 Options @ $2.00 expire 01/07/2011 (C) 2,000,000 Options @ $2.50 expire 01/07/2011 Nature of change Cancellation of expired options Example: on-market trade,off-market trade, exercise ofoptions, issue of securities underdividend reinvestment plan,participation in buy-backPart 2 - Change of director's interests in contractsNote: In the case of a company, interests which come within paragraph (ii) ofthe definition of "notifiable interest of a director" should be disclosed inthis part.Detail of contractNature of interestName of registered holder (if issued securities) Date of changeNo. and class of securitiesto which interest relatedprior to change Note: Details are onlyrequired for a contract inrelation to which theinterest has changed Interest acquiredInterest disposedValue/Consideration Note: If consideration isnon-cash, provide detailsand an estimated valuation Interest after change15 Dec 2008
vendorRelated Shares:
OEX.L