30th Jun 2021 17:48
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 25 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,894,196 3.05
| 2,153,281 0.95
| ||||
(2) Derivatives (other than options) | 1,847,453 0.82
| 82,647 0.04
| ||||
(3) Options and agreements to purchase/sell |
166,900 0.07
| 376,500 0.17 | ||||
Total | 8,908,549 3.94 | 2,612,428 1.16 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 69,600
6 6 5 23 26 10,013 62 61 5 1 18 38 1 88 20 3 13 1 6 1 1 85 64 100 59 12 1 12 26 300 300 52 1 347 15 200 1 17 34 300 1 35 66 10 200 21 118 7 5 41 1 2 1 14 605 1 367 58 1 81 400 10 6 600 81 2 2 42 200 6 57 600 1 6 6 5 45 125
67 2,704 100 1 1 5 6 100 605 400 20 2 133 1 6 45 18 125 | N/A
244.4200 USD 244.3000 USD 244.1800 USD 244.1170 USD 243.9754 USD 243.7100 USD 243.4590 USD 243.3923 USD 243.2600 USD 243.2300 USD 243.1456 USD 243.1050 USD 243.0900 USD 243.0840 USD 243.0090 USD 243.0067 USD 242.9938 USD 242.9900 USD 242.9367 USD 242.9300 USD 242.8950 USD 242.8590 USD 242.8560 USD 242.8419 USD 242.8286 USD 242.8242 USD 242.8200 USD 242.8175 USD 242.8162 USD 242.8100 USD 242.8067 USD 242.7910 USD 242.7900 USD 242.7846 USD 242.7520 USD 242.7500 USD 242.7358 USD 242.7353 USD 242.7330 USD 242.7200 USD 242.7150 USD 242.7114 USD 242.7100 USD 242.6970 USD 242.6950 USD 242.6776 USD 242.6637 USD 242.6600 USD 242.6200 USD 242.5476 USD 242.5400 USD 242.5000 USD 242.4900 USD 242.4871 USD 242.4754 USD 242.4600 USD 242.4542 USD 242.3570 USD 242.1900 USD 242.1300 USD 242.1227 USD 242.1050 USD 242.0800 USD 242.0733 USD 241.9850 USD 241.7200 USD 241.7100 USD 241.6814 USD 240.5200 USD 240.2400 USD 239.9500 USD 239.8633 USD 239.1900 USD 239.1567 USD 239.1350 USD 239.1300 USD 239.1100 USD 238.9000 USD
244.0200 USD 243.7100 USD 243.2700 USD 243.2400 USD 243.2300 USD 242.9700 USD 242.8300 USD 242.7900 USD 242.4754 USD 242.1227 USD 242.1050 USD 241.7200 USD 239.8177 USD 239.2300 USD 239.1567 USD 239.1100 USD 239.0000 USD 238.9000 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short | 605
10 1
400
6 | 242.4694 USD
242.1050 USD 243.7100 USD
242.1227 USD
239.1565 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the
voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition
or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.
Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord