14th Apr 2021 16:30
Ap19
AMENDMENT
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 12 April 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,475,126 2.86 | 2,034,776 0.90 | ||||
(2) Derivatives (other than options) | 1,769,490 0.78 | 37,928 0.02 | ||||
(3) Options and agreements to purchase/sell |
| 300,000 0.13 | ||||
Total | 8,244,616 3.64 | 2,372,704 1.05 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase(New Borrow)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 166,400
1 1 1 1 212 2 5 210 20 48 100 1 45 105 5 100 100 58 762 3,760 200 151 111 200 23 1,500 100 300 134 1,250 100 100 803 12,683
2 1 1 1 1 1 2 6 3 5 1 25 101 20 400 5 1 1 1 9 500 4 58 2 762 2 3,760 200 2,284 976 4 21 8 79 151 34 111 16 40 18 9 90 2 2 1 6 1 803 10,011 28 | N/A
236.6400 USD 236.9100 USD 237.0000 USD 237.0250 USD 237.2238 USD 237.2800 USD 237.5500 USD 237.6571 USD 237.7900 USD 237.8381 USD 237.8600 USD 237.9000 USD 237.9111 USD 237.9200 USD 237.9220 USD 237.9500 USD 238.0000 USD 238.2017 USD 238.2329 USD 238.2664 USD 238.4100 USD 238.5147 USD 238.5500 USD 238.6100 USD 238.6200 USD 238.6333 USD 238.6400 USD 238.6500 USD 238.6700 USD 238.7060 USD 238.7100 USD 238.7200 USD 238.8225 USD 238.8300 USD
236.7650 USD 236.9600 USD 237.0000 USD 237.0250 USD 237.0350 USD 237.2100 USD 237.2800 USD 237.5067 USD 237.5467 USD 237.5500 USD 237.5900 USD 237.7420 USD 237.7500 USD 237.7900 USD 237.9000 USD 237.9220 USD 237.9700 USD 238.0200 USD 238.1000 USD 238.1367 USD 238.1640 USD 238.2000 USD 238.2017 USD 238.2050 USD 238.2329 USD 238.2600 USD 238.2664 USD 238.2700 USD 238.3081 USD 238.3797 USD 238.3900 USD 238.4090 USD 238.4650 USD 238.4792 USD 238.5147 USD 238.5200 USD 238.5500 USD 238.5506 USD 238.6328 USD 238.6533 USD 238.6700 USD 238.6784 USD 238.6800 USD 238.6900 USD 238.7300 USD 238.7550 USD 238.7700 USD 238.8225 USD 238.8300 USD 238.9041 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Increase Long
Increase Short
| 762 353 3,407 803
48 5 103 | 238.2329 USD 238.2664 USD 238.2664 USD 238.8225 USD
237.8381 USD 237.9220 USD 238.8300 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of anyrelevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 14 April 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option | Written Written Written Written | 46,200 71,700 77,400 104,700 | 270.00 270.00 270.00 270.00 | American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given.Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord