25th Nov 2020 12:49
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 24 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 7,904,411 3.46 | 2,720,278 1.19 | ||||
(2) Derivatives (other than options) | 2,551,640 1.12 | 77,831 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,456,051 4.58 | 2,824,409 1.23 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase
Sale
| 21 78 78 15 100 16,232 230 8 78 90 3 81 52 109 5 5 2 2,000 3 67 20 293 4 60 1 2 100 5 18 5 116 4 7 17 1 50 3 4 17 4 100 8 100 13 100
32 100 78 5 4 200 200 1 84 20,358 230 1 12 9 3 3 900 138 200 112 5 3 2,000 200 300 10 1 293 22 100 2 100 1 100 200 116 200 100 | 205.1895 205.6100 205.6105 205.7267 207.7470 207.9300 207.9311 207.9500 207.9600 208.0133 208.1300 208.1910 208.2423 208.2599 208.3150 208.3250 208.3350 208.3356 208.4433 208.4867 208.5940 208.5972 208.6100 208.6272 208.6300 208.6750 208.6785 208.7440 208.7467 208.7700 208.7857 208.8125 208.8986 208.9153 208.9600 208.9700 209.0600 209.1075 209.1106 209.1750 209.2100 209.2713 209.3100 209.4808 209.7257
204.9609 205.1700 205.6105 206.0100 206.0800 206.6650 207.0850 207.3550 207.9000 207.9300 207.9311 207.9800 208.0200 208.0867 208.1300 208.1400 208.1500 208.1619 208.2400 208.3220 208.3250 208.3333 208.3356 208.3500 208.4300 208.4500 208.4600 208.5972 208.5982 208.6000 208.6400 208.6800 208.8250 208.8300 209.0150 209.1179 209.1600 210.0000 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 900 1,100
78 230 197 48 48 | 208.3153 208.3523
205.6105 207.9311 208.5174 208.7481 208.7492 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 25 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord