24th Jun 2021 14:39
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 23 June 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,846,288 3.03
| 2,282,041 1.01
| ||||
(2) Derivatives (other than options) | 1,971,628 0.87
| 82,045 0.04
| ||||
(3) Options and agreements to purchase/sell | 166,900 0.07
| 376,500 0.17
| ||||
Total | 8,984,816 3.97
| 2,740,586 1.22
| ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale (Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 128,000
19 5 10 100 9 21 21 18 61 2,606 2 38 10 43 72 57 176 1 300 9 2 92 1 21 400 9 300 200 100 23 23 31 1 48
140 64 100 239 3,283 12 56 14 68 63 11 298 2 200 43 31 19 400 2 8 102 2 263 3 2 1 13 4 46 2 9 8 14 7 5 57 1 2 300 30 23 31 1 1 48 48 | N/A
235.9347 USD 235.8400 USD 235.8000 USD 235.6800 USD 235.6711 USD 235.6600 USD 235.6500 USD 235.6400 USD 235.6397 USD 235.5400 USD 235.5200 USD 235.5137 USD 235.5000 USD 235.4605 USD 235.4567 USD 235.4014 USD 235.4011 USD 235.3750 USD 235.3600 USD 235.3400 USD 235.3375 USD 235.3200 USD 235.2800 USD 235.1050 USD 235.0986 USD 234.7700 USD 234.1067 USD 234.0800 USD 234.0700 USD 233.7704 USD 233.7700 USD 233.5600 USD 233.4100 USD 233.3100 USD
235.9567 USD 235.7297 USD 235.7252 USD 235.6654 USD 235.5400 USD 235.4625 USD 235.4296 USD 235.4257 USD 235.4231 USD 235.4200 USD 235.4109 USD 235.4067 USD 235.3375 USD 235.2000 USD 235.1814 USD 235.1326 USD 235.1295 USD 235.0986 USD 235.0300 USD 235.0288 USD 235.0263 USD 234.9300 USD 234.9032 USD 234.9000 USD 234.8900 USD 234.8800 USD 234.8708 USD 234.8500 USD 234.8352 USD 234.7900 USD 234.7700 USD 234.7663 USD 234.7614 USD 234.7600 USD 234.7250 USD 234.6553 USD 234.5700 USD 234.1550 USD 234.1067 USD 234.0000 USD 233.7704 USD 233.5600 USD 233.4300 USD 233.4100 USD 233.3400 USD 233.3100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
|
Equity Swap | Decrease Long
Decrease Short
Increase Long
| 23 300
48 1
400 | 233.7705 USD 234.1067 USD
233.3100 USD 233.4090 USD
235.0986 USD |
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 24 June 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option Put Option | Written Written Written Written Written Written Written Purchased Written Purchased Purchased Purchased Purchased Written | 46,200 71,700 77,400 104,700 600 3,100 44,000 13,800 8,200 72,000 54,200 26,600 300 20,600 | 270.00 270.00 270.00 270.00 240.00 270.00 230.00 240.00 230.00 260.00 260.00 260.00 240.00 250.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 15/10/2021 16/07/2021 15/10/2021 17/12/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord