20th Aug 2020 12:32
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 19 August 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 4,358,844 1.88 | 2,307,365 1.00 | ||||
(2) Derivatives (other than options) | 2,158,060 0.93 | 178,421 0.08 | ||||
(3) Options and agreements to purchase/sell | 108,100 0.05 | 50,400 0.02 | ||||
Total | 6,625,004 2.86 | 2,536,186 1.10 | ||||
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1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (Note 5) (USD) |
Sale (Borrow Returned)
Purchase
Sale | 44,100
1 4 1 4 4 1,643 6 3,300 230 38 7,200 75 13 15 3 5 1
100 1 4 1,620 6 100 53 58 8 276 95 1 3,300 13 1,424 1,500 230 100 2,143 7,200 9 214 90 3,443 24 9 75 200 1,100 100 2 | N/A
196.4200 196.7850 197.2000 197.2800 197.2900 197.5700 197.5733 197.9735 198.1244 198.1626 198.2527 198.3251 198.3731 198.4340 198.5433 198.7260 199.0500
196.0100 196.4200 197.2900 197.5700 197.5733 197.6100 197.6400 197.7100 197.8800 197.8936 197.9182 197.9500 197.9735 198.0400 198.0466 198.0607 198.1244 198.1900 198.1901 198.2527 198.2567 198.2660 198.2749 198.2828 198.3054 198.3211 198.3251 198.3350 198.3359 198.3500 198.3850 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (Note 5) USD |
Equity Swap | Long
Short | 3,300 230 5,000 2,200
100 6 75 | 197.9735 198.1304 198.2168 198.3343
197.5700 197.5733 198.3251 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
Is a Supplemental Form 8 attached? (Note 9) YES
Date of disclosure | 20 August 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
Ap23
SUPPLEMENTAL FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 43,400 | 200.00 USD | American | 21-Aug-20 |
Call Option | Purchased | 101,700 | 230.00 USD | American | 15-Jan-21 |
Put Option | Purchased | 7,000 | 200.00 USD | American | 21-Aug-20 |
Put Option | Written | 6,400 | 190.00 USD | American | 16-Oct-20 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord