18th May 2021 15:01
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 17 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,582,135 2.92 | 2,344,946 1.04 | ||||
(2) Derivatives (other than options) | 2,031,241 0.90 | 219,372 0.10 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,743,776 3.88 | 2,919,918 1.30 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase
Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale Sale |
15 3 100 100 105 4 261 3 4 100 1,195 4 300 1 628 5 2 100 100 1 21 1,350 606 3 2 17 2 2 200 51 3 1,003 100 2 6 3 2 6 2 104 3 2 15 3 100 17 2 6 2 14 1 14 13 11 6 4 18 1 36,720 4 1 21 67 100 23 8 20,718 97 2 3 81 1 2 13 29 2 13 7 1 11
1 2 2 100 100 52 195 18 100 4 100 10 20 4 4 4 628 4 4 101 300 597 47 102 100 11 2 5 500 19 20 20 101 4 1,350 120 1 21 567 2 1 62 1 1 2 2 201 51 1 1,003 101 3 2 1,976 3 2 5 37 21 238 7 234 2 34 121 20 46 49 1,116 20 9 152 9 24 8 7 4 2 9 9 1 90 30 100 1,570 30 262 36,720 1,897 479 70 7 19 69 122 30 1,142 15 90 4,832 2,891 78 2,492 144 30 6 101 44 44 5 150 55 5 54 13 1 200 12 2 47 6 10 1 |
253.6700 USD 253.7033 USD 253.7100 USD 253.7300 USD 253.7700 USD 253.7725 USD 253.7778 USD 253.7800 USD 253.7900 USD 253.8100 USD 253.8700 USD 253.8925 USD 253.9267 USD 253.9500 USD 253.9926 USD 254.0200 USD 254.0500 USD 254.0700 USD 254.2000 USD 254.2100 USD 254.2400 USD 254.3222 USD 254.3247 USD 254.3500 USD 254.3800 USD 254.4500 USD 254.4700 USD 254.4750 USD 254.5100 USD 254.5120 USD 254.5367 USD 254.5380 USD 254.5500 USD 254.5550 USD 254.5733 USD 254.5833 USD 254.5900 USD 254.6000 USD 254.6150 USD 254.6200 USD 254.6467 USD 254.6500 USD 254.6520 USD 254.6633 USD 254.6700 USD 254.6800 USD 254.6900 USD 254.6950 USD 254.7000 USD 254.7471 USD 254.7600 USD 254.7686 USD 254.7908 USD 254.7982 USD 254.8000 USD 254.8200 USD 254.8550 USD 254.9400 USD 255.0047 USD 255.0300 USD 255.0600 USD 255.1038 USD 255.1252 USD 255.1700 USD 255.1709 USD 255.1988 USD 255.2000 USD 255.2050 USD 255.2100 USD 255.2133 USD 255.2464 USD 255.2700 USD 255.2900 USD 255.2938 USD 255.3100 USD 255.3150 USD 255.3492 USD 255.3500 USD 255.3900 USD 255.4445 USD
253.3700 USD 253.5300 USD 253.6800 USD 253.7100 USD 253.7300 USD 253.7416 USD 253.7508 USD 253.7556 USD 253.7700 USD 253.7725 USD 253.8100 USD 253.8500 USD 253.8700 USD 253.8900 USD 253.8925 USD 253.9150 USD 253.9926 USD 254.0200 USD 254.0300 USD 254.0700 USD 254.1067 USD 254.1465 USD 254.1500 USD 254.1900 USD 254.2000 USD 254.2255 USD 254.2400 USD 254.2555 USD 254.2640 USD 254.2653 USD 254.2800 USD 254.2899 USD 254.3000 USD 254.3029 USD 254.3222 USD 254.3500 USD 254.3600 USD 254.3700 USD 254.3729 USD 254.3800 USD 254.3900 USD 254.4500 USD 254.4600 USD 254.4700 USD 254.4800 USD 254.4900 USD 254.5100 USD 254.5120 USD 254.5200 USD 254.5380 USD 254.5500 USD 254.5600 USD 254.5700 USD 254.5785 USD 254.5800 USD 254.5900 USD 254.6000 USD 254.6100 USD 254.6148 USD 254.6200 USD 254.6300 USD 254.6400 USD 254.6500 USD 254.6600 USD 254.6700 USD 254.6800 USD 254.6900 USD 254.7000 USD 254.7167 USD 254.7300 USD 254.7400 USD 254.7406 USD 254.7600 USD 254.7800 USD 254.7900 USD 254.8000 USD 254.8300 USD 254.8400 USD 254.8500 USD 254.8600 USD 254.8800 USD 254.8900 USD 254.9150 USD 254.9300 USD 254.9319 USD 254.9950 USD 255.0020 USD 255.0047 USD 255.0161 USD 255.0248 USD 255.0564 USD 255.0629 USD 255.1100 USD 255.1200 USD 255.1300 USD 255.1350 USD 255.1590 USD 255.1800 USD 255.1900 USD 255.1977 USD 255.2000 USD 255.2078 USD 255.2257 USD 255.2300 USD 255.2350 USD 255.2400 USD 255.2488 USD 255.2500 USD 255.2600 USD 255.2700 USD 255.2800 USD 255.2900 USD 255.3000 USD 255.3100 USD 255.3131 USD 255.3200 USD 255.3400 USD 255.3500 USD 255.3600 USD 255.3900 USD 255.4300 USD 255.4400 USD 255.4900 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Decrease Short
Increase Long
Increase Short
Opening a long position | 1,003
4
1,350 18,360
4 628 18,100
51 | 254.5380 USD
253.8922 USD
254.3222 USD 254.9997 USD
253.7725 USD 253.9926 USD 255.2000 USD
254.5120 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
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|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 18 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option Call Option Call Option
| Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 12,600 7,400 14,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 260.00 260.00 | American American American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 15/10/2021 16/07/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details
of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord