10th May 2021 12:30
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 07 May 2021 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,213,029 2.75 | 2,289,018 1.01 | ||||
(2) Derivatives (other than options) | 1,981,042 0.88 | 200,335 0.09 | ||||
(3) Options and agreements to purchase/sell | 130,400 0.06 | 355,600 0.16 | ||||
Total | 8,324,471 3.69 | 2,844,953 1.26 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Sale(Borrow Return)
Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases Purchases
Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales Sales | 160,300
5 1 12 1 748 5 2 464 100 392 1 150 117 6 6 4 4 4 25 16,486 6 74 10 48 64 39 39 2 2 17 3 9 5 8 25 1 4 1 2 2
4 5 43 22 1 200 100 200 10 18 13 32 200 40 115 457 19 2 50 137 49 101 3 153 10 65 3 6 1 4 100 2 400 220 192 15 69 30,597 16 100 1,400 20 42 500 39 64 2 1,600 12 10 13 171 5 18 103 400 31 1 35 536 5 31 100 100 2 | N/A
256.5550 USD 256.6300 USD 256.8500 USD 256.9800 USD 257.8072 USD 257.8200 USD 257.8250 USD 257.8678 USD 257.8820 USD 257.8851 USD 257.9200 USD 257.9767 USD 257.9785 USD 258.0550 USD 258.0600 USD 258.2900 USD 258.2925 USD 258.3800 USD 258.4968 USD 258.5200 USD 258.5233 USD 258.5551 USD 258.5900 USD 258.5954 USD 258.6200 USD 258.6292 USD 258.6323 USD 258.6400 USD 258.6450 USD 258.6806 USD 258.6833 USD 258.6900 USD 258.7300 USD 258.7400 USD 258.8100 USD 258.8300 USD 258.8900 USD 258.9250 USD 259.6000 USD 259.6100 USD
256.1450 USD 256.5550 USD 256.5567 USD 256.6236 USD 256.6300 USD 257.6000 USD 257.6900 USD 257.7700 USD 257.8000 USD 257.8100 USD 257.8200 USD 257.8300 USD 257.8500 USD 257.8600 USD 257.8800 USD 257.8900 USD 257.9000 USD 257.9400 USD 257.9700 USD 257.9800 USD 257.9900 USD 258.0000 USD 258.0100 USD 258.0300 USD 258.0400 USD 258.0500 USD 258.0600 USD 258.0700 USD 258.2450 USD 258.2925 USD 258.3400 USD 258.4400 USD 258.4725 USD 258.4919 USD 258.4968 USD 258.5000 USD 258.5017 USD 258.5200 USD 258.5444 USD 258.5900 USD 258.6029 USD 258.6055 USD 258.6200 USD 258.6320 USD 258.6323 USD 258.6336 USD 258.6450 USD 258.6500 USD 258.6733 USD 258.7000 USD 258.7200 USD 258.7399 USD 258.7720 USD 258.7800 USD 258.7940 USD 258.7950 USD 258.8100 USD 258.8300 USD 258.8429 USD 258.8703 USD 258.8800 USD 258.8865 USD 258.9000 USD 259.2000 USD 259.6100 USD |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Decrease Long
Increase Long
Increase Short | 42 2
39
4 | 258.6200 USD 258.6435 USD
258.6323 USD
258.2925 USD |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) (USD) |
|
|
|
|
|
|
|
(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
|
|
|
(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
|
|
|
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 10 May 2021 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) (USD) | Type, e.g. American, European etc. | Expiry date |
Call Option Call Option Call Option Call Option Put Option Call Option Call Option Put Option Call Option Put Option Call Option Call Option | Written Written Written Written Written Purchased Written Written Purchased Written Purchased Purchased | 46,200 71,700 77,400 104,700 300 31,200 3,100 44,000 13,800 8,200 51,400 34,000 | 270.00 270.00 270.00 270.00 240.00 240.00 270.00 230.00 240.00 230.00 260.00 250.00 | American American American American American American American American American American American American | 17/12/2021 17/12/2021 17/12/2021 17/12/2021 15/10/2021 15/10/2021 17/12/2021 15/10/2021 16/07/2021 16/07/2021 17/12/2021 21/05/2021 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord