30th Oct 2020 13:57
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 29 October 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,560,383 2.83 | 2,635,717 1.15 | ||||
(2) Derivatives (other than options) | 2,489,808 1.09 | 83,903 0.04 | ||||
(3) Options and agreements to purchase/sell | 93,200 0.04 |
| ||||
Total | 9,143,391 3.96 | 2,719,620 1.19 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Purchase (New Borrow)
Purchase
Sale | 25,400
9,843 2 190 684 9 91 65 105 83 92 54 32 35 2,100 40 1 2 200 1 37 37 15
6,197 684 5 3 12 15 900 35 2,100 1,200 40 12 677 1 100 180 37 15 34 | NA
186.8000 187.6200 188.1218 189.5289 189.5550 189.8398 189.9266 190.0561 190.0960 190.1928 190.2257 190.4400 190.4926 190.5896 190.7600 190.7900 190.8900 192.6550 192.8000 194.4400 194.4403 194.7000
186.8000 189.5289 189.7680 189.8600 190.3300 190.3527 190.3878 190.4926 190.5896 190.7498 190.7600 191.1483 191.3885 192.6200 192.6550 193.0089 194.4403 194.7000 194.7300 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 3 35 1,000 1,100
6,000 684 100 37 | 186.8000 190.4926 190.5770 190.6011
186.8000 189.5289 192.6550 194.4403 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any
relevant securities to which any derivative referred to on this form is referenced.
If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 30 October 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Purchased | 93,200 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full
details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord