1st Dec 2020 14:59
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 30 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 8,285,151 3.62 | 2,702,903 1.18 | ||||
(2) Derivatives (other than options) | 2,534,951 1.11 | 74,846 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 10,820,102 4.73 | 2,804,049 1.22 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) |
Purchase (New Borrow)
Purchase
Sale
| 188,700
58 158 78 7 165,342 135 527 871 23 393 100 200 100 3 36 100 200 150 7 3,348 96 26 3,726 1,002 300 283 23 305 147 38 2,100 44 939 1,295 3,513 82 90 300 2 5 100 51 210 7 464 412 400 136 26 3 49 200 27
200 147 197 1,738 4 7 98,513 117 33 1,208 393 10 194 3 9 2 20 2 54 120 14 3,348 22 3,726 400 3 3 309 102 215 53 245 6 670 2,100 2 2 3 308 3 3,513 4 1,506 116 532 112 173 105 38 7 49 151 146 2 | NA
204.6900 204.8600 204.8800 204.8829 204.8900 204.9122 204.9156 205.0484 205.0513 205.0899 205.1400 205.1650 205.1900 205.2146 205.3425 205.3621 205.4600 205.5400 205.5450 205.5837 205.5959 205.5987 205.6038 205.6913 205.7000 205.8037 205.8100 205.8503 205.9248 205.9282 205.9297 205.9900 205.9996 206.0340 206.0919 206.0948 206.2071 206.2133 206.3200 206.3700 206.3850 206.4335 206.5581 206.5800 206.6028 206.6289 206.6563 206.6668 206.7050 206.7663 206.8100 206.9450 206.9600
204.8275 204.8600 204.8644 204.8782 204.8800 204.8829 204.8900 204.9673 204.9703 205.0509 205.0899 205.1670 205.1708 205.1867 205.2911 205.3000 205.4800 205.5100 205.5104 205.5643 205.5671 205.5837 205.5895 205.6038 205.6125 205.6600 205.6700 205.6751 205.6890 205.7500 205.7658 205.7731 205.7950 205.8091 205.9297 205.9400 205.9450 205.9900 205.9910 206.0000 206.0919 206.1150 206.1186 206.2777 206.3380 206.3572 206.4446 206.4894 206.5658 206.5800 206.8100 206.8217 206.8231 206.8600 |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 7 1,245 967 712 802 1,000 1,100
393 3,348 3,513 | 204.8829 205.5849 205.6028 205.6028 205.6538 205.8840 205.9712
205.0899 205.5837 206.0918 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, thisshould be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 1 December 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord