5th Nov 2020 13:27
Ap19
FORM 8.3
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
1. KEY INFORMATION
Name of person dealing (Note 1) | J.P. Morgan Securities LLC |
Company dealt in | AON plc |
Class of relevant security to which the dealings being disclosed relate (Note 2) | US$0.01 ordinary shares |
Date of dealing | 4 November 2020 |
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3)
| Long | Short | ||||
| Number |
| (%) | Number |
| (%) |
(1) Relevant securities | 6,758,008 2.96 | 2,662,706 1.16 | ||||
(2) Derivatives (other than options) | 2,501,705 1.09 | 76,855 0.03 | ||||
(3) Options and agreements to purchase/sell |
| 26,300 0.01 | ||||
Total | 9,259,713 4.05 | 2,765,861 1.20 | ||||
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale |
Number of relevant securities |
Price per unit (USD)
(Note 5) | |
Sale (Borrow Return)
Purchase
Sale | 162,500
143 4 17 2 40 20 100 11 11 22 4 100 142 6,818 2,200 775 22 15 84 11 11
144 144 111 520 400 150 16 1 37 2 101 12 21 100 100 21 256 4 4 200 15 26 9 21 101 142 4,043 36 4 1 6 9 58 1,036 2 208 210 581 33 2,200 161 2 400 100 775 34 146 67 15 15 61 100 37 14 33 4 78 26 72 89 1 100 15 408 300 50 100 1 300 84 300 50 3 35 15 300 50 18 100 37 3 11 46 7 500 3 16 300 50 69 100 100 | NA
179.9600 180.8000 181.2650 182.1600 182.1948 182.2350 182.2400 182.3900 182.5300 182.6300 182.7675 182.8000 183.4300 183.4800 183.8085 184.0353 184.0800 184.1943 184.9300 185.8825 185.8925
179.9600 180.1592 180.2543 180.4615 180.6513 180.9574 181.3575 181.8900 182.0350 182.1600 182.1650 182.2000 182.3019 182.4200 182.4900 182.5405 182.6220 182.7675 182.7700 182.8000 182.8107 182.8231 183.0189 183.3900 183.4207 183.4300 183.4800 183.5078 183.5100 183.5200 183.5350 183.5522 183.5651 183.5897 183.6275 183.6329 183.7281 183.7342 183.7539 183.8085 183.8672 183.9150 183.9800 184.0313 184.0353 184.0600 184.0657 184.1475 184.1943 184.1950 184.2033 184.2811 184.3150 184.3379 184.3447 184.3825 184.4086 184.4773 184.4822 184.5019 184.5200 184.6200 184.6650 184.6787 184.6867 184.7057 184.7672 184.8300 184.8467 184.9300 184.9600 185.0599 185.0600 185.0714 185.0993 185.1600 185.2102 185.2278 185.7916 185.7949 185.8000 185.8925 185.9020 185.9171 185.9340 185.9900 186.0000 186.0500 186.1117 186.2019 186.2755 186.4492 | |
(b) Derivatives transactions (other than options transactions)
Product name, e.g. CFD | Nature of transaction (Note 6) | Number of relevant securities (Note 7) | Price per unit (USD) (Note 5) |
Equity Swap | Long
Short | 4 109 34 1,100 1,100 57 15 176 399
1 | 182.7675 183.2376 183.2377 183.6677 183.9493 183.9777 184.1946 184.2469 184.2469
183.4804 |
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, e.g. call option | Writing, selling, purchasing, varying etc. | Number of securities to which the option relates (Note 7) | Exercise price (USD) | Type, e.g. American, European etc. | Expiry date | Option money paid/received per unit (Note 5) |
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(ii) Exercising
Product name, e.g. call option | Number of securities | Exercise price per unit (Note 5) |
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(d) Other dealings (including transactions in respect of new securities) (Note 4)
Nature of transaction (Note 8) | Details | Price per unit (if applicable) (Note 5) |
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Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person disclosing and
any other person relating to the voting rights of any relevant securities under any option referred to
on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to
which any derivative referred to on this form is referenced. If none, this should be stated.
None
Is a Supplemental Form 8 attached? (Note 9) Yes
Date of disclosure | 5 November 2020 |
Contact name | Alwyn Basch |
Telephone number | 0207 742 7407 |
If a connected EFM, name of offeree/offeror with which connected | N/A |
If a connected EFM, state nature of connection (Note 10) | N/A |
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SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name, e.g. call option | Written, or purchased | Number of relevant securities to which the option or derivative relates | Exercise price (Note 2) | Type, e.g. American, European etc. | Expiry date |
Call Option | Written | 26,300 | 230.00 USD | American | 15-Jan-21 |
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel.
Related Shares:
Aon Cl A Ord